Lucas D. Laudick

ADVISERS INVESTMENT MANAGEMENT

Colorado Springs, CO 80920

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CRD#: 6710539

Professional summary

Lucas Dean Laudick is a registered financial advisor currently at ADVISERS INVESTMENT MANAGEMENT, INC. located in Colorado Springs, Colorado.

Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lucas has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Office Manager at Latitude Tax Advisors, LLC a Public Accounting firm,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Dean Laudick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2023 - Present

ADVISERS INVESTMENT MANAGEMENT, INC.

Office #1: 9475 Briar Village Point Suite 316, Colorado Springs, CO 80920

RIA

CRD#: 112649

Colorado Springs, CO

Past

November 28, 2016 - October 1, 2018

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/28/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVISERS INVESTMENT MANAGEMENT, INC.

ADVISERS INVESTMENT MANAGEMENT, INC. | ADVISERS INVESTMENT MANAGEMENT,INC

CRD#: 112649 / SEC#: 801-66255

RIA

Registered Investment Advisory firm - (6/18/2012 Terminated)

Colorado

Registered Investment Advisory firm - (6/14/2012 Approved)

Kansas

Registered Investment Advisory firm - (5/25/2017 Approved)

Oklahoma

Registered Investment Advisory firm - (4/6/2022 Approved)

Texas

Registered Investment Advisory firm - (3/12/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1255 Lake Plaza Dr. Suite 244, Colorado Springs, CO 80906

Mailing Address

Phone number

(719) 540-9990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	558
AUM (Assets Under Management)	$ 92,117,297

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lucas D. Laudick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Dean Laudick's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISERS INVESTMENT MANAGEMENT, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/2023

Series 63

Date: 1/13/2017

SIE

Date: 10/1/2018

Series 6

Date: 11/28/2016

Current Firm

ADVISERS INVESTMENT MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVISERS INVESTMENT MANAGEMENT, INC.

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