Robert A. Diianni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Diianni was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 4 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 1979 - May 4, 1984
TUTON, DI IANNI & DRAIZIN, INC.
August 10, 1979 - September 24, 1979
BECKER PARIBAS INCORPORATED
October 10, 1974 - March 11, 1986
GINTEL & CO., LLC
September 9, 1969 - October 27, 1974
DAVID S STEIN COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 12/10/1965
Registered Representative ExaminationCurrent Firm
TUTON, DI IANNI & DRAIZIN, INC.
CRD#: 8004 / SEC#: , 8-24003
Contact information
Documents
Red Flags
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