John P. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Robinson, who also goes by John P Robinson, John Robinson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2016. John had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2021 - December 22, 2023
THE BROUGHTON INVESTMENT GROUP, INC.
September 9, 2019 - March 3, 2021
FROST INVESTMENT SERVICES
September 9, 2019 - March 3, 2021
FROST BROKERAGE SERVICES, INC.
January 9, 2017 - September 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 22, 2016 - September 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE BROUGHTON INVESTMENT GROUP, INC.
CRD#: 164389 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 19,500,000 |
Red Flags
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