Alec M. Mckenna

GABLES CAPITAL MANAGEMENT

New York, NY

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CRD#: 6709966

Professional summary

Alec Michael Mckenna is a registered financial advisor currently at GABLES CAPITAL MANAGEMENT, INC. located in New York, New York.

Alec is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Alec has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Masterworks; investment related; New York, NY; start date as noted in the employment section; 160 hours all during trading hours; Duties art securities sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alec Michael Mckenna's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2025 - Present

GABLES CAPITAL MANAGEMENT, INC.

RIA

CRD#: 109608

New York, NY

Past

June 30, 2023 - September 23, 2024

MASTERWORKS ADVISERS, LLC

RIA

CRD#: 324239

NEW YORK, NY

Past

February 8, 2023 - July 3, 2023

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

New York, NY

Past

February 8, 2023 - May 30, 2023

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

New York, NY

Past

June 17, 2022 - September 29, 2022

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

NEW YORK, NY

Past

April 6, 2022 - June 17, 2022

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

New York, NY

Past

March 28, 2022 - June 17, 2022

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

New York, NY

Past

February 25, 2020 - March 21, 2022

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

New York, NY

Past

October 19, 2016 - February 19, 2020

TEMPLUM MARKETS LLC

CRD#: 102840

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GABLES CAPITAL MANAGEMENT, INC.

GABLES CAPITAL MANAGEMENT INC | GCM | GABLES CAPITAL MANAGEMENT, INC.

CRD#: 109608 / SEC#: 801-54966

RIA

Registered Investment Advisory firm - (10/10/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/16/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2016

General Securities Representative Examination

Current Firm

GABLES CAPITAL MANAGEMENT, INC.

GABLES CAPITAL MANAGEMENT INC | GCM | GABLES CAPITAL MANAGEMENT, INC.

CRD#: 109608 / SEC#: 801-54966

RIA

Registered Investment Advisory firm - (10/10/1997 Approved)

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Contact information

Main Address

801 Brickell Avenue Suite 650, Miami, FL 33131

Mailing Address

Phone number

(305) 374-9121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GABLES CAPITAL MANAGEMENT INC BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 423,568,535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alec M. Mckenna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alec Michael Mckenna's CRS (Customer Relationship Summary).

Certified licenses

Experience

MASTERWORKS ADVISERS, LLC

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

ARETE WEALTH MANAGEMENT, LLC

ARETE WEALTH ADVISORS, LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

TEMPLUM MARKETS LLC

Primary Firm SEC Registration

GABLES CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2022

Series 63

Date: 12/16/2016

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2016

Current Firm

GABLES CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GABLES CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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