Brett M. Bandy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Michael Bandy was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 2016. Brett had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2017 - March 31, 2017
LAWING FINANCIAL INC
November 7, 2016 - April 28, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LAWING FINANCIAL INC
CRD#: 117178 / SEC#: 801-66270
Contact information
Red Flags
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