Francis D. Lampen
Professional summary
Francis Disney Lampen, who also goes by Frank Lampen, is a registered financial professional currently at FIRST LIBERTIES FINANCIAL located in Tampa, Florida.
Francis is registered as a RR (Registered Representative) and started their career in finance in 2016. Francis has worked at 1 firm and has passed the Series 63, SIE, Series 79, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Disney Lampen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2016 - Present
FIRST LIBERTIES FINANCIAL
Office #1: 2915 N. Boulevard Suite A, Tampa, FL 33602State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2016)
(10/5/2016)
(10/13/2016)
(10/5/2016)
(10/5/2016)
(11/16/2022)
(10/13/2016)
(10/13/2016)
(10/13/2016)
(1/26/2018)
(10/13/2016)
(10/13/2016)
(10/5/2016)
(10/13/2016)
(10/13/2016)
(2/8/2019)
(10/13/2016)
(10/13/2016)
Exams
Series 62
Date: 10/5/2016
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
FIRST LIBERTIES FINANCIAL
CRD#: 14432 / SEC#: , 8-30673
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELION FINANCIAL GROUP, INC. | OWNER | |
| BERGMAN, HILARY GUY | DIRECTOR, PRESIDENT, FINOP, AMLCO, & CHIEF COMPLIANCE OFFICER | 1834738 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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