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Christopher S. Carbone

71 WEST CAPITAL PARTNERS
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 6709706
CC

Professional summary

Christopher Steven Carbone is a registered financial advisor currently at 71 WEST CAPITAL PARTNERS located in Boston, Massachusetts.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Steven Carbone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2025 - Present

71 WEST CAPITAL PARTNERS

Office #1: 1 Post Office Square, Boston, MA 02110
RIA
CRD#: 338756
BOSTON, MA
Past

February 13, 2020 - November 25, 2025

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
BOSTON, MA
Past

December 3, 2018 - March 13, 2020

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
BOSTON, MA
Past

January 1, 2017 - December 3, 2018

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
ALBANY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(11/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/13/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/28/2016
General Securities Representative Examination

Current Firm

7W
71 WEST CAPITAL PARTNERS
71 WEST CAPITAL PARTNERS | 71 WEST CAPITAL PARTNERS, LLC

CRD#: 338756 / SEC#: 801-134535

RIA
Registered Investment Advisory firm - (11/14/2025 120-Day Approval)
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Contact information

Main Address
1 Post Office Square, Boston, MA 02110
Mailing Address
Phone number
(617) 513-4127
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (53 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1 (WRAP FEE BROCHURE) (1/8/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

71 WEST CAPITAL PARTNERS

CRD#: 338756Boston, MA 02110

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