TC
Tyler D. Caveness
CONCORD WEALTH PARTNERS
Roanoke, VA 24015
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CRD#: 6709664
TC
Professional summary
Tyler Daniel Caveness is a registered financial advisor currently at CONCORD WEALTH PARTNERS located in Roanoke, Virginia.
Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Tyler has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: DXC Technology Investment Related: No Address: 5400 Legacy Dr., Plano, TX 75024 Nature of business: Consulting Position: Consultant Duties: SaaS Consulting and Project Coordination Start Date: 09/10/2018 Time Spent with other business: 50% 2) Name of Business: Solution Architects Group, LLC Investment Related: No Address: 5781 Scenic Hills Dr, Roanoke, VA 24018 Nature of business: Software Engineering Position: Founder Duties: Administrative Oversight Start Date: 02/2022 Time Spent with other business: 10 hours/month 3) Name of Business: Self-Employed Solutions, LLC Investment Related: No Address: 2707 Brambleton Ave SW, Roanoke, VA 24015 Nature of business: Bookkeeping Position: Founder Duties: Administrative Oversight Start Date: 01/2024 Time Spent with other business: 5 hours/month
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Daniel Caveness's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 29, 2016 - Present
CONCORD WEALTH PARTNERS
Office #1: 2707 Brambleton Ave Sw, Roanoke, VA 24015RIA
CRD#: 118643
Roanoke, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONCORD WEALTH PARTNERS
CAVENESS WEALTH ADVISORY, LLC | THE FINANCIAL STRATEGIES GROUP | LOPEZ WEALTH MANAGEMENT, LLC | LOPEZ & ASSOCIATES LLC | DABAREINER WEALTH MANAGEMENT GROUP | CONCORD WEALTH PARTNERS
CRD#: 118643 / SEC#: 801-79249
RIA
Registered Investment Advisory firm - (3/5/2014 Approved)Florida
Registered Investment Advisory firm - (6/6/2013 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2013 Terminated)Tennessee
Registered Investment Advisory firm - (4/6/2014 Terminated)Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)Virginia
Registered Investment Advisory firm - (3/10/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/30/2019)
IAR
Virginia(9/29/2016)
Current Firm
CW
CONCORD WEALTH PARTNERS
CAVENESS WEALTH ADVISORY, LLC | THE FINANCIAL STRATEGIES GROUP | LOPEZ WEALTH MANAGEMENT, LLC | LOPEZ & ASSOCIATES LLC | DABAREINER WEALTH MANAGEMENT GROUP | CONCORD WEALTH PARTNERS
CRD#: 118643 / SEC#: 801-79249
RIA
Registered Investment Advisory firm - (3/5/2014 Approved)Florida
Registered Investment Advisory firm - (6/6/2013 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2013 Terminated)Tennessee
Registered Investment Advisory firm - (4/6/2014 Terminated)Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)Virginia
Registered Investment Advisory firm - (3/10/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
955 West Main Street, Abingdon, VA 24210-2427
Mailing Address
Phone number
(276) 628-5910
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,264 |
| AUM (Assets Under Management) | $ 945,957,742 |
Red Flags
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Company Information
CONCORD WEALTH PARTNERS
CRD#: 118643Roanoke, VA 24015TRUST BUT VERIFY
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