Allen R. Harris

WEALTH READY

Benton, AR

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CRD#: 6709178

Professional summary

Allen Rashad Harris Sr., who also goes by Allen R Harris, Allen Rashad Harris, is a registered financial advisor currently at WEALTH READY located in Benton, Arkansas.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Allen has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Allen R Harris | Allen Rashad Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*137823 For profit or not for profit: Non-Profit Organization Name of outside business organization: Arkansas Employment Career Center Investment related: N Address of business: Little Rock, Arkansas 72201 Nature of business: Corporation, Compensation for Activity: N Position, title, association: Advisory Board Member, Start date of relationship: 10/1/2018 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: President of Board of Directors Volunteering Mr. Harris is licensed to sell fixed index annuities and life insurance. He spends less than 10% of his time on insurance related activities. He works from a home office. Mr. Harris is employed full time, fully remote, with Health Equity as a Service Delivery manager. Health Equity offers Health Savings Accounts (HSAs) to business and individuals. Mr. Harris works with clients to administer HSA accounts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Rashad Harris Sr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2022 - Present

WEALTH READY

RIA

CRD#: 322146

Benton, AR

Past

May 3, 2021 - August 2, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HOT SPRINGS, AR

Past

May 3, 2021 - August 2, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HOT SPRINGS, AR

Past

November 9, 2016 - May 11, 2021

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

LITTLE ROCK, AR

Past

October 12, 2016 - May 11, 2021

ARVEST WEALTH MANAGEMENT

CRD#: 42057

LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(8/23/2022)

IAR

Texas
(8/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/2016

General Securities Representative Examination

Current Firm

WEALTH READY

WEALTH READY | WEALTH READY, LLC

CRD#: 322146 / SEC#:

Arkansas

Registered Investment Advisory firm - (8/23/2022 Approved)

Texas

Registered Investment Advisory firm - (8/25/2022 Approved)

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Contact information

Main Address

Benton, AR

Mailing Address

Po Box 2434, Benton, AR 72018

Phone number

(501) 744-1962

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 1,250,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Allen R. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Rashad Harris Sr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH READY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2016

SIE

Date: 10/1/2018

Series 7

Date: 10/12/2016

Current Firm

WEALTH READY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH READY

TRUST BUT VERIFY

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