YJ
Yuanfang Jiao
TRANSAMERICA FINANCIAL ADVISORS
Houston, TX 77042
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CRD#: 6709149
YJ
Professional summary
Yuanfang Jiao is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Houston, Texas.
Yuanfang is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Yuanfang has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Sharp Health Plan / 0122-Present / Investment Related: No / 8520 Tech Way, Suite 200, San Diego, CA 92123 / Business Associate / Health Insurance Agent / Hrs. Work Monthly: 5 / Sec Trading Hrs:1 /Help people apply for health insurance LegacyShield Solutions, Inc. / 0521-Present / Investment Related: No / 100 Executive Way #105 Ponte Vedra Beach, FL 32082/Agent / Independent Agent / Hrs Work Monthly: 10 / Sec Trading Hrs: 0 / Help people who would like to buy Estate Planning package. It was WFG???s referral business. CIGNA HEALTH INSURANCE|900 COTTAGE GROVE RD. BLOOMFIELD, CT 06002|HEALTH INSURANCE PRODUCER|INDEPENDENT AGENT|10.19.2020|10 HOURS A MONTH|0 HOUR DURING SECURITIES TRADING|HELP CLIENTS APPLY FOR HEALTH INSURANCE. KAISER PERMANENTE/ emp dates: 1218 TO PRESENT/ INVESTMENT RELATED: YES /address: 3100 THORNTON AVE BURBANK, CA 91504 / position: AGENT/ nature of business: HEALTH INSURANCE REPRESENTATIVE/ hrs work monthly:2/ Sec trading hrs:0/ duties: SELL HEALTH INSURANCE Anthem Blue Cross /1218-present / INVESTMENT RELATED: Yes / 120 Monument Circle Indianapolis, IN 46204 / Agent / Health Insurance / hrs work monthly: 2 / Sec trading hrs: 0 / Sell Health Insurance Valley Health Plan /1218-present / INVESTMENT RELATED: Yes / 2480 N. First St. Suite 200 San Jose, CA 95131/ Agent / Health Insurance / hrs work monthly: 2 / Sec trading hrs: 0 / Sell Health Insurance INSUBUY POSITION: Agent NATURE: health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: 4200 Mapleshade Ln STE 200, Plano TX 75093, United States DESCRIPTION: sell health insurance for travellers TRAWICK INTERNATINAL INC. POSITION: agent NATURE: health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: 300 Fairhope Ave ste g, Fairhope AL 36532, United States DESCRIPTION: sell health insurance WORLDTRIPS TRAVEL INSURANCE POSITION: Agent NATURE: Medical Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: 4 Carter Green #400, Carmel IN 46032, United States DESCRIPTION: Sell health medical insurance for travellers INTERNATIONAL MEDICAL GROUP POSITION: agent NATURE: Medical Insurnace INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: 2960 N Meridian St, Indianapolis IN 46208, United States DESCRIPTION: sell medical/health insurance AZIMUTH RISK SOLUTIONS POSITION: Agent NATURE: Medical Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: 8520 Allison Pointe Blvd # 220, Indianapolis IN 46250, United States DESCRIPTION: sell medical insurnace AETNA INC POSITION: Agent NATURE: Health Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 151 Farmington Ave, Hartford CT 06156, United States DESCRIPTION: provide health insurance solutions INLAND EMPIRE HEALTH PLAN POSITION: agent NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 10801 Sixth Street, Rancho Cucamonga CA 91730, United States DESCRIPTION: sell Health Insurance H&R BLOCK POSITION: tax associate NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2024 ADDRESS: 651 N Highway 183, Ste 230, Leander TX 78641, United States DESCRIPTION: prepare tax documents for clients Covered California / 1218-Present / Investment Related: Yes /Sacramento, CA / Agent / N Health Insurance / hrs work monthly: 2 / Sec trading hrs: 0 / Sell Health Insurance
CRS (Client Relationship Summary) - RIA
Click below to view Yuanfang Jiao's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Yuanfang Jiao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2020 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2901 Wilcrest Dr. #318, Houston, TX 77042RIA
BD
CRD#: 16164
Houston, TX
Current
November 28, 2016 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2901 Wilcrest Dr. #318, Houston, TX 77042RIA
BD
CRD#: 16164
Houston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/17/2020)
RR
California(12/22/2016)
IAR
California(9/10/2020)
RR
Florida(8/19/2025)
RR
Illinois(9/15/2020)
RR
Indiana(4/1/2021)
RR
Kansas(5/1/2020)
RR
Maryland(4/6/2017)
RR
New Jersey(12/13/2023)
IAR
New Jersey(12/13/2023)
RR
Oregon(4/6/2017)
RR
Texas(4/6/2017)
IAR
Texas(4/1/2021)
RR
Utah(10/15/2021)
RR
Washington(4/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Houston, TX 77042TRUST BUT VERIFY
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