Brendan A. Sanchez

DAUS FINANCIAL GROUP

Kalamazoo, MI 49009

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CRD#: 6709050

Professional summary

Brendan A Sanchez, who also goes by Brendan Andres Sanchez, Brendan Sanchez, is a registered financial advisor currently at DAUS FINANCIAL GROUP, LLC located in Kalamazoo, Michigan.

Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Brendan has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brendan Andres Sanchez | Brendan Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan A Sanchez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2026 - Present

DAUS FINANCIAL GROUP, LLC

Office #1: 487 South Drake Road Suite A, Kalamazoo, MI 49009

RIA

CRD#: 323054

Kalamazoo, MI

Past

May 9, 2025 - January 30, 2026

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Kalamazoo, MI

Past

May 9, 2025 - January 30, 2026

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Kalamazoo, MI

Past

October 17, 2023 - April 15, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PORTAGE, MI

Past

October 17, 2023 - April 15, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PORTAGE, MI

Past

July 19, 2022 - September 11, 2023

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

KALAMAZOO, MI

Past

February 25, 2022 - September 11, 2023

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

KALAMAZOO, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAUS FINANCIAL GROUP, LLC

DAUS FINANCIAL GROUP, LLC | DAUS FINANCIAL SERVICES, LLC

CRD#: 323054 / SEC#: 801-127526

RIA

Registered Investment Advisory firm - (3/27/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/24/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/25/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/2/2021

Securities Industry Essentials Examination

Current Firm

DAUS FINANCIAL GROUP, LLC

DAUS FINANCIAL GROUP, LLC | DAUS FINANCIAL SERVICES, LLC

CRD#: 323054 / SEC#: 801-127526

RIA

Registered Investment Advisory firm - (3/27/2023 Approved)

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Contact information

Main Address

487 South Drake Road Suite A, Kalamazoo, MI 49009

Mailing Address

Phone number

(269) 321-7472

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DFG ADV PART 2A (2/16/2026)

Regulatory assets under management

Total Number of Accounts	936
AUM (Assets Under Management)	$ 270,510,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brendan A. Sanchez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan A Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

DAUS FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2022

Series 7TO

Date: 2/25/2022

SIE

Date: 12/2/2021

Current Firm

DAUS FINANCIAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAUS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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