Jeffrey K. Sheppard

FWG INVESTMENTS

Lexington, KY 40509

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CRD#: 6708038

Professional summary

Jeffrey Kyle Sheppard, who also goes by Jeff Sheppard, is a registered financial advisor currently at FWG INVESTMENTS, LLC located in Lexington, Kentucky.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Sheppard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jeff Sheppard Apparel LLC, non-investment related, Louisville KY, commercial real estate rental, member/owner, since 01/2006, 1 hr/month, rent collection. 5 LLC's DBA Daddy Yo's Frozen Desserts, non-investment related, varied KY locations, retail ice cream shops, member/owner, since 11/2003, 10 hr/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Kyle Sheppard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2018 - Present

FWG INVESTMENTS, LLC

Office #1: 2704 Old Rosebud Road Suite 160, Lexington, KY 40509

RIA

CRD#: 284064

Lexington, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FWG INVESTMENTS, LLC

FAMILY WEALTH GROUP, LLC | FWG INVESTMENTS, LLC

CRD#: 284064 / SEC#: 801-112954

RIA

Registered Investment Advisory firm - (4/26/2018 Approved)

Kentucky

Registered Investment Advisory firm - (6/18/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(7/6/2018)

IAR

North Carolina
(7/31/2023)

IAR

Ohio
(11/9/2023)

IAR

South Carolina
(7/24/2023)

IAR

West Virginia
(7/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2018

Uniform Investment Adviser Law Examination

Current Firm

FWG INVESTMENTS, LLC

FAMILY WEALTH GROUP, LLC | FWG INVESTMENTS, LLC

CRD#: 284064 / SEC#: 801-112954

RIA

Registered Investment Advisory firm - (4/26/2018 Approved)

Kentucky

Registered Investment Advisory firm - (6/18/2018 Terminated)

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Contact information

Main Address

2704 Old Rosebud Road Suite 160, Lexington, KY 40509

Mailing Address

Phone number

(859) 309-0349

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FWG INVESTMENTS, LLC - FIRM BROCHURE (8/19/2025)

Regulatory assets under management

Total Number of Accounts	2,525
AUM (Assets Under Management)	$ 250,080,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey K. Sheppard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Kyle Sheppard's CRS (Customer Relationship Summary).

Certified licenses

Experience

FWG INVESTMENTS, LLC

Primary Firm SEC Registration

FWG INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2018

Current Firm

FWG INVESTMENTS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FWG INVESTMENTS, LLC

TRUST BUT VERIFY

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