AL
Alejandro Lofaso
J. W. COLE ADVISORS
West Palm Beach, FL 33407
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CRD#: 6707957
AL
Professional summary
Alejandro Lofaso is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in West Palm Beach, Florida and J.W. COLE FINANCIAL, INC. located in West Palm Beach, Florida.
Alejandro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Alejandro has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DBA - Palm Planning Group; investment related; (2) Lofaso Group, Inc.; investment related; CEO - start date 6/3/2019; 5652 Corporate Way, West Palm Beach, FL 33407; S corporation established for tax purposes; financial advisory practice and insurance business; 40 hours per month, 10 hours during trading. (3) JWC Wealth Management; DBA; Investment Related; 4301 Anchor Plaza Parkway, Suite 450, Tampa, FL 33634; Advisory Business; Wealth Management, Advisory role, Fixed Insurance, Insurance Servicing; IAR; Start 1/1/2025; 8 hours/per month during trading. (4) Senior Needs Advisor, Medicare Consultant ; Non-investment Related; 5652 Corporate Way, West Palm Beach, FL 33407; Medicare sales and consulting; 7/2020, 10 hours/month during trading
CRS (Client Relationship Summary) - RIA
Click below to view Alejandro Lofaso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2017 - Present
J. W. COLE ADVISORS, INC.
Office #1: 5652 Corporate Way, West Palm Beach, FL 33407RIA
CRD#: 112294
West Palm Beach, FL
Current
November 21, 2016 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 5652 Corporate Way, West Palm Beach, FL 33407BD
CRD#: 124583
West Palm Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/18/2025)
RR
California(1/2/2025)
RR
Colorado(1/2/2020)
RR
Florida(11/21/2016)
IAR
Florida(1/19/2017)
RR
Georgia(1/2/2025)
RR
Iowa(1/2/2025)
RR
Kentucky(5/8/2025)
RR
Maine(4/29/2024)
RR
Maryland(1/2/2025)
RR
Michigan(5/8/2025)
RR
North Carolina(3/6/2017)
RR
Virginia(4/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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