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MM

Michael C. Moore

LIBERTON FINANCIAL LLC
Vista, CA
Some features on this profile are disabled
CRD#: 6707913
MM

Professional summary

Michael Clinton Moore is a registered financial advisor currently at LIBERTON FINANCIAL LLC located in Vista, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 1 firm and has passed the Series 66, Series 65 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Clinton Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2022 - Present

LIBERTON FINANCIAL LLC

RIA
CRD#: 285018
Vista, CA
Past

January 4, 2017 - December 31, 2021

LIBERTON FINANCIAL LLC

RIA
CRD#: 285018
Lakewood, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/13/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/23/2019
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/13/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/5/2019
Securities Industry Essentials Examination

Current Firm

LF
LIBERTON FINANCIAL LLC
LIBERTON FINANCIAL LLC | MOORE, MICHAEL CLINTON

CRD#: 285018 / SEC#:

California
Registered Investment Advisory firm - (4/13/2022 Approved)
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Contact information

Main Address
Vista, CA
Mailing Address
Phone number
(323) 872-9414
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts7
AUM (Assets Under Management)$ 90,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIBERTON FINANCIAL LLC

CRD#: 285018Vista, CA

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