Danan M. Kirby

ARIEL INVESTMENTS

Chicago, IL 60601-6505

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CRD#: 6707875

Professional summary

Danan Michael Kirby, CFA is a registered financial advisor currently at ARIEL INVESTMENTS, LLC located in Chicago, Illinois and ARIEL DISTRIBUTORS, LLC located in Chicago, Illinois.

Danan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Danan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ariel Investments, LLC (invest-related), 200 E Randolph St. 29th FL Chicago, IL 60601, VP, Client Portfolio Manager, 1/2021, Time Varies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danan Michael Kirby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

December 6, 2021 - Present

ARIEL INVESTMENTS, LLC

Office #1: 200 East Randolph Street Suite 2900, Chicago, IL 60601-6505

RIA

CRD#: 108211

Chicago, IL

Current

March 8, 2021 - Present

ARIEL DISTRIBUTORS, LLC

Office #1: 200 East Randolph Street Suite 2900, Chicago, IL 60601Office #2: 200 East Randolph Street Suite 2900, Chicago, IL 60601

CRD#: 38333

Chicago, IL

Past

March 31, 2017 - January 12, 2021

THORNBURG INVESTMENT MANAGEMENT INC

RIA

CRD#: 106357

SANTA FE, NM

Past

December 15, 2016 - January 12, 2021

THORNBURG SECURITIES LLC

CRD#: 14857

SANTA FE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARIEL INVESTMENTS, LLC

ARIEL CAPITAL MANAGEMENT INC | ARIEL INVESTMENTS, LLC | ARIEL CAPITAL MANAGEMENT, LLC | ARIEL CAPITAL MANAGEMENT, INC.

CRD#: 108211 / SEC#: 801-18767

RIA

Registered Investment Advisory firm - (4/15/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(7/22/2021)

IAR

Illinois
(12/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ARIEL INVESTMENTS, LLC

ARIEL CAPITAL MANAGEMENT INC | ARIEL INVESTMENTS, LLC | ARIEL CAPITAL MANAGEMENT, LLC | ARIEL CAPITAL MANAGEMENT, INC.

CRD#: 108211 / SEC#: 801-18767

RIA

Registered Investment Advisory firm - (4/15/1983 Approved)

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Contact information

Main Address

200 East Randolph Street Suite 2900, Chicago, IL 60601-6505

Mailing Address

Phone number

(312) 726-0140

Established

Firm type

Fiscal year end

# of Employees

120

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARIEL INVESTMENTS PART 2A BROCHURE (10/10/2025)

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 12,369,706,772

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Danan M. Kirby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danan Michael Kirby's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARIEL DISTRIBUTORS, LLC

THORNBURG INVESTMENT MANAGEMENT INC

THORNBURG SECURITIES LLC

Primary Firm SEC Registration

ARIEL INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/15/2016

FINRA

Current Firm

ARIEL INVESTMENTS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARIEL INVESTMENTS, LLC

TRUST BUT VERIFY

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