EH
Ericka V. Herrera
ONE WEALTH INVESTORS
BOCA RATON, FL 33486
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CRD#: 6707329
EH
Professional summary
Ericka Vanessa Herrera, who also goes by Ericka V Herrera, is a registered financial advisor currently at ONE WEALTH INVESTORS located in Boca Raton, Florida.
Ericka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Ericka has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ericka V Herrera
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
One Wealth Management Financial and Insurance Services, Inc. investment-related 30423 Canwood Street, Suite 227, Agoura Hills, CA 91301 outsourced CCO services Employee 07/2023 40 hours per week all hours during trading CCO for One Wealth Management Investment and Advisory Services, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Ericka Vanessa Herrera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2021 - Present
ONE WEALTH INVESTORS
Office #1: 1489 W Palmetto Park Road Suite 500, Boca Raton, FL 33486RIA
CRD#: 288030
BOCA RATON, FL
Past
April 24, 2018 - July 7, 2020
ONE WEALTH INVESTORS
RIA
CRD#: 288030
Aventura, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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ONE WEALTH INVESTORS
JORDAN A. LINN INVESTMENT ADVISORY SERVICES, LLC | ONEWEALTH | ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES, LLC | ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES | ONE WEALTH MANAGEMENT | ONE WEALTH INVESTORS | LINN WEALTH MANAGEMENT, LLC | LINN WEALTH MANAGEMENT AND INSURANCE SERVICES | LINN WEALTH MANAGEMENT | LINN WEALTH INSURANCE MANAGEMENT, LLC | LINN WEALTH CAPITAL MANAGEMENT, LLC | LINN WEALTH CAPITAL MANAGEMENT | LINN JORDAN ALAN
CRD#: 288030 / SEC#: 801-125814
RIA
Registered Investment Advisory firm - (6/3/2022 Approved)California
Registered Investment Advisory firm - (4/4/2019 Terminated)Florida
Registered Investment Advisory firm - (6/10/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/15/2021)
Current Firm
OW
ONE WEALTH INVESTORS
JORDAN A. LINN INVESTMENT ADVISORY SERVICES, LLC | ONEWEALTH | ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES, LLC | ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES | ONE WEALTH MANAGEMENT | ONE WEALTH INVESTORS | LINN WEALTH MANAGEMENT, LLC | LINN WEALTH MANAGEMENT AND INSURANCE SERVICES | LINN WEALTH MANAGEMENT | LINN WEALTH INSURANCE MANAGEMENT, LLC | LINN WEALTH CAPITAL MANAGEMENT, LLC | LINN WEALTH CAPITAL MANAGEMENT | LINN JORDAN ALAN
CRD#: 288030 / SEC#: 801-125814
RIA
Registered Investment Advisory firm - (6/3/2022 Approved)California
Registered Investment Advisory firm - (4/4/2019 Terminated)Florida
Registered Investment Advisory firm - (6/10/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1489 W Palmetto Park Road Suite 500, Boca Raton, FL 33486
Mailing Address
Phone number
(561) 289-8105
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 310 |
| AUM (Assets Under Management) | $ 153,167,185 |
Red Flags
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Company Information
ONE WEALTH INVESTORS
CRD#: 288030Boca Raton, FL 33486TRUST BUT VERIFY
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