JK
Justin M. Kasparek
J M BROWN FINANCIAL PARTNERS
Tulsa, OK 74136-5740
Some features on this profile are disabled
CRD#: 6707173
JK
Professional summary
Justin Michael Kasparek, CFP® is a registered financial advisor currently at J M BROWN FINANCIAL PARTNERS located in Tulsa, Oklahoma.
Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Justin has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fixed insurance sales; Located at 201 American Concourse Suite 310 Fort Worth, TX 76106, as of 9/1/2022; 5% of time spent during business hours; Conducted at branch location; Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Michael Kasparek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 6, 2024 - Present
J M BROWN FINANCIAL PARTNERS
Office #1: 7060 S. Yale Suite 701, Tulsa, OK 74136-5740RIA
CRD#: 118427
Tulsa, OK
Past
May 3, 2023 - August 28, 2024
BOK FINANCIAL SECURITIES, INC.
RIA
CRD#: 17530
TULSA, OK
Past
May 3, 2023 - August 28, 2024
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
TULSA, OK
Past
September 15, 2022 - March 17, 2023
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Fort Worth, TX
Past
September 15, 2022 - March 17, 2023
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Fort Worth, TX
Past
May 10, 2019 - September 9, 2022
DRAWBRIDGE CAPITAL
RIA
CRD#: 128636
TULSA, OK
Past
January 3, 2019 - September 19, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
TULSA, OK
Past
March 11, 2017 - November 16, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JM
J M BROWN FINANCIAL PARTNERS
J M BROWN & ASSOCIATES, INC. | ROSEROCK INVESTMENT SOLUTIONS | J M BROWN FINANCIAL PARTNERS | J M BROWN AND ASSOCIATES INC.
CRD#: 118427 / SEC#: 801-130747
RIA
Registered Investment Advisory firm - (7/24/2024 Approved)Arkansas
Registered Investment Advisory firm - (11/24/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2024 Terminated)Kansas
Registered Investment Advisory firm - (8/9/2024 Terminated)Michigan
Registered Investment Advisory firm - (8/13/2024 Terminated)New Jersey
Registered Investment Advisory firm - (8/29/2024 Terminated)New York
Registered Investment Advisory firm - (8/9/2024 Terminated)Oklahoma
Registered Investment Advisory firm - (8/14/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/9/2024 Terminated)Texas
Registered Investment Advisory firm - (8/9/2024 Terminated)Virginia
Registered Investment Advisory firm - (8/26/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(12/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/5/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
JM
J M BROWN FINANCIAL PARTNERS
J M BROWN & ASSOCIATES, INC. | ROSEROCK INVESTMENT SOLUTIONS | J M BROWN FINANCIAL PARTNERS | J M BROWN AND ASSOCIATES INC.
CRD#: 118427 / SEC#: 801-130747
RIA
Registered Investment Advisory firm - (7/24/2024 Approved)Arkansas
Registered Investment Advisory firm - (11/24/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2024 Terminated)Kansas
Registered Investment Advisory firm - (8/9/2024 Terminated)Michigan
Registered Investment Advisory firm - (8/13/2024 Terminated)New Jersey
Registered Investment Advisory firm - (8/29/2024 Terminated)New York
Registered Investment Advisory firm - (8/9/2024 Terminated)Oklahoma
Registered Investment Advisory firm - (8/14/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/9/2024 Terminated)Texas
Registered Investment Advisory firm - (8/9/2024 Terminated)Virginia
Registered Investment Advisory firm - (8/26/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7060 S. Yale Suite 701, Tulsa, OK 74136-5740
Mailing Address
Phone number
(918) 496-5460
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 934 |
| AUM (Assets Under Management) | $ 158,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J M BROWN FINANCIAL PARTNERS
CRD#: 118427Tulsa, OK 74136-5740TRUST BUT VERIFY
Monitor Justin Kasparek
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
