Erik Brock Hanson
Professional Summary
Erik Brock Hanson, who also goes by Erik B Hanson, Erik Hanson, is a registered financial advisor currently at BLUE OWL SECURITIES located in Chicago, Illinois. Erik is registered as a RR (Registered Representative) and started their career in finance in 2020. Erik has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Erik B Hanson, Erik Hanson
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Years of Experience
6 years in the financial services industry
Current & Past Employments
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Current Firm
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC
Contact Information
Main Address
375 Park Avenue, New York, NY 10152Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152Phone Number
(212) 419-3000Established
Delaware since 12/17/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
State Registrations and Notice Filings
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/14/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
(1/13/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Dec 2020About the Series 79TO examSRO Registrations
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
CRS (Client Relationship Summary) - BD
Click below to view Erik Brock Hanson's CRS (Customer Relationship Summary).
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC


