Conner J. Young

BASKETS CAPITAL LLC

Austin, TX

Some features on this profile are disabled

CRD#: 6706822

Professional summary

Conner James Young, who also goes by Conner Young, is a registered financial advisor currently at BASKETS CAPITAL LLC located in Austin, Texas.

Conner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Conner has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Conner Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GiveList Media Company Not investment related 24955 PACIFIC COAST HWY STE B202 MALIBU CA 90265 Software sales Research Associate Research Associate 02/08/2022 5 hours/month devoted to this OBA 0.2 hours devoted during trading hours Evaluate and research nonprofit organizations Real Capital LLC Not investment related 1260 Shiloh Rd Suite 200, Plano, TX 75074 Data aggregation Data researcher Data research associate 01/01/2022 5 hours/month devoted to business 0.2 hours devoted during securities trading hours Evaluate and research contact information of businesses in Texas

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conner James Young's CRS (Customer Relationship Summary).

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Austin, TX

Past

May 8, 2017 - December 16, 2019

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

AUSTIN, TX

Past

October 7, 2016 - December 16, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/7/2016

General Securities Representative Examination

Current Firm

BASKETS CAPITAL LLC

CRD#: 315226 / SEC#:

Texas

Registered Investment Advisory firm - (6/16/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(210) 268-9885

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 9,452,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Conner J. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conner James Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

BASKETS CAPITAL LLC

TOLLEFSON AND COMPANY INVESTMENT MANAGEMENT LLC

THRIVENT ADVISOR NETWORK, LLC

PKS ADVISORY SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/2016

SIE

Date: 10/1/2018

Series 7

Date: 10/7/2016

Current Firm

BASKETS CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BASKETS CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors