AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
NY

Nathaniel Young

FRED ALGER & COMPANY
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 6706330
NY

Professional summary

Nathaniel Young, who also goes by Nathaniel Robert Young, is a registered financial professional currently at FRED ALGER & COMPANY, LLC located in New York, New York.

Nathaniel is registered as a RR (Registered Representative) and started their career in finance in 2016. Nathaniel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nathaniel Robert Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathaniel Young's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2019 - Present

FRED ALGER & COMPANY, LLC

Office #1: 100 Pearl Street 27th Floor, New York, NY, 10004
BD
CRD#: 5300
NEW YORK, NY
Past

June 7, 2018 - April 16, 2019

WBI INVESTMENTS, LLC

RIA
CRD#: 106336
RED BANK, NJ
Past

June 6, 2018 - April 16, 2019

MILLINGTON SECURITIES, INC.

BD
CRD#: 147298
RED BANK, NJ
Past

November 22, 2016 - May 25, 2018

EDWARD JONES

RIA
CRD#: 250
SHREWSBURY, NJ
Past

November 2, 2016 - May 25, 2018

EDWARD JONES

BD
CRD#: 250
SHREWSBURY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/7/2019)
RR
Alaska
(5/7/2019)
RR
Arizona
(5/7/2019)
RR
Arkansas
(5/7/2019)
RR
California
(5/7/2019)
RR
Colorado
(5/7/2019)
RR
Connecticut
(5/7/2019)
RR
Delaware
(5/7/2019)
RR
District of Columbia
(5/7/2019)
RR
Florida
(5/7/2019)
RR
Georgia
(5/7/2019)
RR
Hawaii
(5/7/2019)
RR
Idaho
(5/7/2019)
RR
Illinois
(5/7/2019)
RR
Indiana
(5/7/2019)
RR
Iowa
(5/7/2019)
RR
Kansas
(5/7/2019)
RR
Kentucky
(5/7/2019)
RR
Louisiana
(5/7/2019)
RR
Maine
(5/7/2019)
RR
Maryland
(5/7/2019)
RR
Massachusetts
(5/7/2019)
RR
Michigan
(5/7/2019)
RR
Minnesota
(5/7/2019)
RR
Mississippi
(5/7/2019)
RR
Missouri
(5/7/2019)
RR
Montana
(5/7/2019)
RR
Nebraska
(5/7/2019)
RR
Nevada
(5/7/2019)
RR
New Hampshire
(5/7/2019)
RR
New Jersey
(5/7/2019)
RR
New Mexico
(5/7/2019)
RR
New York
(5/7/2019)
RR
North Carolina
(5/7/2019)
RR
North Dakota
(5/7/2019)
RR
Ohio
(5/7/2019)
RR
Oklahoma
(5/7/2019)
RR
Oregon
(5/7/2019)
RR
Pennsylvania
(5/7/2019)
RR
Puerto Rico
(5/7/2019)
RR
Rhode Island
(5/7/2019)
RR
South Carolina
(5/7/2019)
RR
South Dakota
(5/7/2019)
RR
Tennessee
(5/7/2019)
RR
Texas
(5/7/2019)
RR
Utah
(5/7/2019)
RR
Vermont
(5/7/2019)
RR
Virginia
(5/7/2019)
RR
Washington
(5/7/2019)
RR
West Virginia
(5/7/2019)
RR
Wisconsin
(5/7/2019)
RR
Wyoming
(5/7/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/18/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/2/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

FA
FRED ALGER & COMPANY, LLC
FRED ALGER & COMPANY, INCORPORATED | FRED ALGER & COMPANY, LLC

CRD#: 5300 / SEC#: , 8-15900

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
100 Pearl Street 27th Floor, New York, NY, 10004
Mailing Address
100 Pearl Street 27th Floor, New York, NY, 10004
Phone number
(212) 806-8800
Established
Delaware since 10/01/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALGER GROUP HOLDINGS, LLCPARENT
HOFMANN, CHRISTOPHPRESIDENT4748990
KINCEL, ROBERT LOUISCHIEF FINANCIAL OFFICER, PFO, POO2747237
LEE, AARON SANGCHIEF COMPLIANCE OFFICER5240841
PAYNE, TINAGENERAL COUNSEL5391957

Disclosures

Regulatory Event6
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRED ALGER & COMPANY, LLC

CRD#: 5300New York, NY 10004

TRUST BUT VERIFY

Monitor Nathaniel Young

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics