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RF

Robert M. Foresman

SDR CAPITAL MARKETS
Greenwood Village, CO 80111
Some features on this profile are disabled
CRD#: 6706267
RF

Professional summary

Robert Mark Foresman, who also goes by Robert Foresman, is a registered financial professional currently at SDR CAPITAL MARKETS, LLC located in Greenwood Village, Colorado.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2016. Robert has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Foresman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Mark Foresman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 19, 2022 - Present

SDR CAPITAL MARKETS, LLC

Office #1: 5613 Dtc Parkway, Suite 830, Greenwood Village, CO 80111
BD
CRD#: 170652
Greenwood Village, CO
Past

November 7, 2016 - June 1, 2020

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(9/29/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 1/27/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/7/2016
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SDR CAPITAL MARKETS, LLC
SDR CAPITAL MARKETS, INC. | SDR CAPITAL MARKETS, LLC

CRD#: 170652 / SEC#: , 8-69430

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
5613 Dtc Parkway, Suite 830, Greenwood Village, CO 80111
Mailing Address
5613 Dtc Parkway, Suite 830, Greenwood Village, CO 80111
Phone number
(720) 221-9220
Established
Colorado since 01/13/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRITY CAPITAL ADVISORS, LLCMEMBER
DAVIS, ERIC SEANMEMBER/GENERAL SECURITIES PRINCIPAL4392769
ELIASON, GEOFFRY SEAN MR.CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER4904780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SDR CAPITAL MARKETS, LLC

CRD#: 170652Greenwood Village, CO 80111

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