KN
Karim Nebhi
G1 EXECUTION SERVICES
Chicago, IL 60604
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CRD#: 6706014
KN
Professional summary
Karim Nebhi is a registered financial professional currently at G1 EXECUTION SERVICES, LLC located in Chicago, Illinois.
Karim is registered as a RR (Registered Representative) and started their career in finance in 2018. Karim has worked at 1 firm and has passed the SIE and Series 57 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Karim Nebhi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2018 - Present
G1 EXECUTION SERVICES, LLC
Office #1: 175 W. Jackson Blvd., Suite 1700, Chicago, IL 60604BD
CRD#: 111528
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
GE
G1 EXECUTION SERVICES, LLC
E*TRADE CAPITAL MARKETS LLC | GVR COMPANY LLC | G1 EXECUTION SERVICES, LLC
CRD#: 111528 / SEC#: , 8-53174
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
175 W. Jackson Blvd., Suite 1700, Chicago, IL 60604
Mailing Address
175 W. Jackson Blvd., Suite 1700, Chicago, IL 60604
Phone number
(312) 362-0404
Established
Illinois since 08/04/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
