Ashley Pizer
Professional summary
Ashley Pizer, AIF®, who also goes by Ashley Nicole Pizer, is a registered financial professional currently at STANCORP EQUITIES, INC. located in Portland, Oregon.
Ashley is registered as a RR (Registered Representative) and started their career in finance in 2017. Ashley has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ashley Pizer's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2023 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204August 15, 2018 - December 31, 2022
SECURIAN FINANCIAL SERVICES, INC.
April 13, 2017 - July 12, 2018
EDWARD JONES
March 22, 2017 - July 12, 2018
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2024)
(1/25/2024)
(1/24/2024)
Exams
FINRA
Current Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
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