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Darren Louis Spreeuw

AVIATOR WEALTH GROUP
DENVER, CO
·CRD# 6705290·9 years registered

Professional Summary

Darren Louis Spreeuw is a registered financial advisor currently at AVIATOR WEALTH GROUP located in Denver, Colorado. Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Darren has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years registered in the securities industry

Current & Past Employments

Current

AVIATOR WEALTH GROUPCurrent·CRD# 331993
RIA
Denver, CO
July 22, 2024 - Present

Past

RATIO WEALTH GROUP LLCPast·CRD# 306278
RIA
Denver, CO
December 4, 2019 - July 19, 2024
MML INVESTORS SERVICES, LLCPast·CRD# 10409
RIA
Denver, CO
July 19, 2017 - December 6, 2019
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
Denver, CO
February 2, 2017 - December 6, 2019

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Current Firm

AW
AVIATOR WEALTH GROUP

AVIATOR WEALTH GROUP | AWG QOFB LLC | AWG QOFB

CRD#: 331993 / SEC#: 801-130651
RIA
Registered Investment Advisory firm - SEC (11/18/2024 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (12/6/2024 Approved)
Montana
Registered Investment Advisory firm - Montana (11/15/2024 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Bozeman, MT

Mailing Address

2221 Fairfax Street, Denver, CO 80207

Phone Number

(412) 284-2867

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

41

AUM (Assets Under Management)

$10,263,850

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name: Rental Properties Inv rel: N Add: 2221 Fairfax Street Nature: rental Property Position: Owner, operator Start date: 9/01/1998 No. HR/MO: 5 No. HR/MO during sec trading: 0
(2)Name: Colorado Student Leaders Institute Inv rel: N Add: 1201 Larimer Street #3128 Denver, CO. 80204 Nature: Board Service Position: Executive board member Start date: 2013 No. HR/MO: 5 No. HR/MO during sec trading: 0
(3)Name: Spreeuw Opportunity Zone Properties, LLC, Inv rel: N Add:1212 S. Grand Ave. Bozeman, MT 59715 Nature: Personal real estate investments. Position: Owner/ Managing Member Start Date 10/1/2020 No. HR/MO: 3 No. HR/MO during sec trading: 0
(4) Name: 1212 S. Grand Ave QOF LLC; subsidiary LLC owned 99% by parent LLC and 1% by Darren Spreeuw. Inv rel: N Nature: Personal real estate investments. Position: Owner/ Managing Member Start Date 10/1/2020 No. HR/MO: 3 No. HR/MO during sec trading: 0
(5)Name: Colorado Student Leaders Institute. Chairman of the Board. No check writing authority. Not investment related. Start Date: Feb 2023. Time spent= less than 1 hour per month.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Colorado
(12/10/2024)
IAR
Montana
(7/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2017About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Darren Louis Spreeuw's CRS (Customer Relationship Summary).

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