Darren L. Spreeuw

AVIATOR WEALTH GROUP

DENVER, CO

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CRD#: 6705290

Professional summary

Darren Louis Spreeuw is a registered financial advisor currently at AVIATOR WEALTH GROUP located in Denver, Colorado.

Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Darren has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name: Rental Properties Inv rel: N Add: 2221 Fairfax Street Nature: rental Property Position: Owner, operator Start date: 9/01/1998 No. HR/MO: 5 No. HR/MO during sec trading: 0 (2)Name: Colorado Student Leaders Institute Inv rel: N Add: 1201 Larimer Street #3128 Denver, CO. 80204 Nature: Board Service Position: Executive board member Start date: 2013 No. HR/MO: 5 No. HR/MO during sec trading: 0 (3)Name: Spreeuw Opportunity Zone Properties, LLC, Inv rel: N Add:1212 S. Grand Ave. Bozeman, MT 59715 Nature: Personal real estate investments. Position: Owner/ Managing Member Start Date 10/1/2020 No. HR/MO: 3 No. HR/MO during sec trading: 0 (4) Name: 1212 S. Grand Ave QOF LLC; subsidiary LLC owned 99% by parent LLC and 1% by Darren Spreeuw. Inv rel: N Nature: Personal real estate investments. Position: Owner/ Managing Member Start Date 10/1/2020 No. HR/MO: 3 No. HR/MO during sec trading: 0 (5)Name: Colorado Student Leaders Institute. Chairman of the Board. No check writing authority. Not investment related. Start Date: Feb 2023. Time spent= less than 1 hour per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren Louis Spreeuw's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2024 - Present

AVIATOR WEALTH GROUP

RIA

CRD#: 331993

DENVER, CO

Past

December 4, 2019 - July 19, 2024

RATIO WEALTH GROUP LLC

RIA

CRD#: 306278

DENVER, CO

Past

July 19, 2017 - December 6, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Denver, CO

Past

February 2, 2017 - December 6, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

Denver, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/10/2024)

IAR

Montana
(7/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/3/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2017

General Securities Representative Examination

Current Firm

AVIATOR WEALTH GROUP

AVIATOR WEALTH GROUP | AWG QOFB LLC | AWG QOFB

CRD#: 331993 / SEC#: 801-130651

RIA

Registered Investment Advisory firm - (11/18/2024 Terminated)

Colorado

Registered Investment Advisory firm - (12/6/2024 Approved)

Montana

Registered Investment Advisory firm - (11/15/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Bozeman, MT

Mailing Address

Phone number

(412) 284-2867

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 6,567,192

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Darren L. Spreeuw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren Louis Spreeuw's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVIATOR WEALTH GROUP

RATIO WEALTH GROUP LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/3/2017

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2017

Current Firm

AVIATOR WEALTH GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AVIATOR WEALTH GROUP

TRUST BUT VERIFY

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