Erin N. Cady
Professional summary
Erin Nichole Cady, who also goes by Erin N Mcpherson, Erin Nichole Mcpherson, Erin Nichole Zimmerman, is a registered financial advisor currently at ASSETMARK, INC. located in Des Moines, Iowa.
Erin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Erin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Erin Nichole Cady's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2021 - Present
ASSETMARK, INC.
August 1, 2019 - November 5, 2020
MERKLE RETIREMENT PLANNING
July 30, 2018 - December 24, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 25, 2018 - December 24, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
Primary Firm SEC Registration
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/10/2021)
Exams
Current Firm
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 410,749 |
| AUM (Assets Under Management) | $ 77,412,781,198 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 12/19/2024 | ||
| 08/23/2024 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
