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KH

Katy L. Hane

TRUWEALTH ADVISORS
METAIRIE, LA 70002-6785
Some features on this profile are disabled
CRD#: 6705114
KH

Professional summary

Katy Lynn Hane, who also goes by Katy L Hane, Katy Hane, is a registered financial advisor currently at TRUWEALTH ADVISORS, LLC located in Metairie, Louisiana.

Katy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Katy has worked at 6 firms and has passed the Series 65, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Katy L Hane | Katy Hane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Indigo Estates HOA; not investment related; PO Box 1522 LaPlace, LA 70069; Neighborhood's HOA; Volunteer, Treasurer; Start 7/14/2025; 5hrs per month devoted to this position; 0 hrs during trading hours; Responsible for invoices, collecting dues, paying expenses; no compensation. ; (2)404 Hood St. LLC; not investment related; 404 Hood St, Donaldsonville, LA 70346; Registered Agent/Member for LLC; Volunteer, member; Start 9/17/2025; 5 hrs per month devoted to this position; 0 hrs during trading hours; LLC set up for rental;Responsible for being property manager, no compensation, no financial responsibilities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katy Lynn Hane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2023 - Present

TRUWEALTH ADVISORS, LLC

Office #1: 2700 Lake Villa Drive Suite 200, Metairie, LA 70002-6785
RIA
CRD#: 306876
METAIRIE, LA
Past

February 17, 2021 - August 16, 2023

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
LAPLACE, LA
Past

February 17, 2021 - August 16, 2023

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
LAPLACE, LA
Past

January 9, 2019 - February 22, 2021

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
LaPlace, LA
Past

March 2, 2018 - February 22, 2021

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
LAPLACE, LA
Past

September 30, 2016 - March 13, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
BATON ROUGE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUWEALTH ADVISORS, LLC
KNIGHT ADVISORS, LLC | TRUWEALTH ADVISORS, LLC

CRD#: 306876 / SEC#: 801-119073

RIA
Registered Investment Advisory firm - (7/17/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(8/28/2023)
IAR
Texas
(8/29/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/28/2018
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/30/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TA
TRUWEALTH ADVISORS, LLC
KNIGHT ADVISORS, LLC | TRUWEALTH ADVISORS, LLC

CRD#: 306876 / SEC#: 801-119073

RIA
Registered Investment Advisory firm - (7/17/2020 Approved)
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Contact information

Main Address
2700 Lake Villa Drive Suite 200, Metairie, LA 70002-6785
Mailing Address
Phone number
(504) 779-7799
Established
Firm type
Fiscal year end
# of Employees
36

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TRUWEALTH ADVISORS, LLC (2/10/2025)

Regulatory assets under management

Total Number of Accounts7,157
AUM (Assets Under Management)$ 2,535,697,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUWEALTH ADVISORS, LLC

CRD#: 306876Metairie, LA 70002-6785

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