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For Advisors
FP

Forrest A. Pinkerton

ALLIANCEBERNSTEIN L.P.
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 6704866
FP

Professional summary

Forrest Alten Pinkerton, CFP®, who also goes by Forrest Pinkerton, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Dallas, Texas and SANFORD C. BERNSTEIN & CO., LLC located in Dallas, Texas.

Forrest is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Forrest has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Forrest Pinkerton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Forrest Alten Pinkerton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

December 9, 2025 - Present

ALLIANCEBERNSTEIN L.P.

Office #1: 2000 Mckinney Avenue Suite 2100, Dallas, TX 75201
RIA
CRD#: 108477
Dallas, TX
Current

January 7, 2026 - Present

SANFORD C. BERNSTEIN & CO., LLC

Office #1: 2000 Mckinney Avenue, Suite 2100, Dallas, TX 75201
RIA
BD
CRD#: 104474
Dallas, TX
Past

May 28, 2021 - December 14, 2022

TOLLESON PRIVATE WEALTH MANAGEMENT

RIA
CRD#: 111838
DALLAS, TX
Past

January 13, 2017 - April 9, 2018

BOK FINANCIAL SECURITIES, INC.

RIA
CRD#: 17530
Oklahoma City, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA
Registered Investment Advisory firm - (8/13/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Texas
(12/9/2025)
RR
Texas
(1/31/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/31/2026
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/13/2017
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/7/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/17/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA
Registered Investment Advisory firm - (8/13/1999 Approved)
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Contact information

Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT FORM ADV BROCHURE (3/28/2025)
INSTITUTIONAL FORM ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts68,593
AUM (Assets Under Management)$ 709,162,000,000

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025
Cover Page
Report
11/25/2024
Cover Page
Report
10/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIANCEBERNSTEIN L.P.

CRD#: 108477Dallas, TX 75201

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