Kenneth E. Nuttall

BLACKDIAMOND WEALTH MANAGEMENT

Fenwick Island, DE

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CRD#: 6704812

Professional summary

Kenneth E Nuttall, CFP® is a registered financial advisor currently at BLACKDIAMOND WEALTH MANAGEMENT, LLC located in Fenwick Island, Delaware.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kenneth has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth E Nuttall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

December 2, 2019 - Present

BLACKDIAMOND WEALTH MANAGEMENT, LLC

RIA

CRD#: 291459

Fenwick Island, DE

Past

November 18, 2016 - March 19, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

NEW YORK, NY

Past

October 11, 2016 - March 19, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKDIAMOND WEALTH MANAGEMENT, LLC

BLACKDIAMOND | BLACKDIAMOND WEALTH MANAGEMENT, LLC | BLACKDIAMOND WEALTH MANAGEMENT, INC. | BLACKDIAMOND WEALTH MANAGEMENT

CRD#: 291459 / SEC#: 801-112524

RIA

Registered Investment Advisory firm - (2/26/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(12/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/9/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2016

General Securities Representative Examination

Current Firm

BLACKDIAMOND WEALTH MANAGEMENT, LLC

BLACKDIAMOND | BLACKDIAMOND WEALTH MANAGEMENT, LLC | BLACKDIAMOND WEALTH MANAGEMENT, INC. | BLACKDIAMOND WEALTH MANAGEMENT

CRD#: 291459 / SEC#: 801-112524

RIA

Registered Investment Advisory firm - (2/26/2018 Approved)

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Contact information

Main Address

31 Hudson Yards Floor 10, Suite 55, New York, NY 10001

Mailing Address

Phone number

(212) 784-6999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A, 2B AND PRIVACY POLICY (8/4/2025)

Regulatory assets under management

Total Number of Accounts	1,100
AUM (Assets Under Management)	$ 322,441,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth E. Nuttall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth E Nuttall's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKDIAMOND WEALTH MANAGEMENT, LLC

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

BLACKDIAMOND WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/9/2016

SIE

Date: 3/19/2018

Series 7

Date: 10/11/2016

Current Firm

BLACKDIAMOND WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKDIAMOND WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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