JD
John A. Dubeansky
VOYA FINANCIAL ADVISORS
Austin, TX 78731
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CRD#: 6704721
JD
Professional summary
John Aaron Dubeansky Jr., who also goes by John Dubeansky, Tj Dubeansky, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Austin, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. John has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Dubeansky | Tj Dubeansky
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: Independent Insurance Agent; Yes; 10900 B STONELAKE BLVD STE B-150; AUSTIN; TX; 78759; FIXED INSURANCE SALES; Independent Insurance Agent; 10/14/2016; 160; 160; sales of fixed insurance|NAME OF ENTITY:Medicare Back Office; No; 8420 West Dodge Road, Omaha, NE 68114; Omaha; NE; 68114; Medicare Back Office is licensed in all 50 states to assist prospects/clients with Medicare decisions. They pay their employees a salary to avoid any conflict of interest. My goal is to have a partnership with them will I will attend, at the least, the initial Zoom meeting, to provide them with Medicare guidance from Medicare Back Office. I will receive a commission based on the plan that the client/participant chooses.; Financial Advisor; 11/4/2022; 5; 5; JOHN A DUBEANSKY JR also has a relationship with Medicare Back Office whom assists clients with Medicare questions to guide the their decision making process. Medicare Back Office works with multiple providers to allow multiple solutions to the client. Medicare Back Office employees are paid salary in order to avoid any conflicts of interest. JOHN A DUBEANSKY JR, will receive a commission compensation that will vary upon the solution the client choses.| LEANDER YOUTH BASEBALL & SOFTBALL ALLIANCE POSITION: Sponsorship Lead / Commissioner NATURE: Sponsorship Lead - This position assists with securing sponsorships for the league. The league will share sponsors secured from last year, where the goal is to ascertain their sponsorship for the Fall of 2023 and Spring of 2024. In addition, the idea is to secure new sponsorship to support the Leander youth baseball league.I have a coordination role to assist prospective sponsorships with funding opportunities. I will not have any handling of funds. All funds will be directed directly to the President and/or Treasurer of the League.Because this is municipality PARC approval will also be sought after. Commissioner - This position informs coaches in their assigned age group of any new orimportant information passed down by the League President. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 09/08/2023 ADDRESS: 1100 Halsey Dr., Leander TX 78641, United States DESCRIPTION: Sponsorship Lead - I will reach out to previous sponsors to try and secure their continued support for the league and strategize on potential new sponsors who may be interested in supporting the league. I have a coordination role to assist prospective sponsorships with funding opportunities. I will not have any handling of funds. All funds will be directed directly to the President and/or Treasurer of the League. Because this is municipality PARC approval will also be sought after. Commissioner - to relay information from the League President to coaches in the 10U division through an app called Signal. Also, answer coach questions pertaining to league rules and get responses from the League President when needed. TJD & ASSOCIATES POSITION: President / CEO NATURE: DBA (Doing Business As) INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 160 START DATE: 10/18/2024 ADDRESS: 700 N. Mopac Expressway, Suite 200, Austin TX 78731, United States DESCRIPTION: I will be in charge of all the same activities that I currently manage: prospecting, client management, continual education, compliance, marketing, along with taking on the new role of managing employees to accomplish goals delineated each year in an updated business plan.
CRS (Client Relationship Summary) - RIA
Click below to view John Aaron Dubeansky Jr.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Aaron Dubeansky Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2017 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 7000 North Mopac Expressway Suite 200, Austin, TX 78731RIA
BD
CRD#: 2882
Austin, TX
Current
November 21, 2016 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 7000 North Mopac Expressway Suite 200, Austin, TX 78731RIA
BD
CRD#: 2882
Austin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(8/23/2024)
RR
Florida(8/11/2021)
RR
Illinois(1/2/2025)
RR
Louisiana(1/2/2025)
RR
Maryland(1/18/2022)
RR
Missouri(10/12/2023)
RR
Nevada(7/22/2020)
RR
New Mexico(4/16/2021)
RR
Oregon(1/2/2025)
RR
Texas(12/5/2016)
IAR
Texas(2/22/2017)
RR
Wisconsin(8/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
