Jonathan Duguay-arbesfeld
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Duguay-arbesfeld was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2016. Jonathan had worked at 1 firm and has passed the SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2016 - May 1, 2017
CASGRAIN & COMPANY (USA) LIMITED
State Registrations and Notice Filings
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Exams
Series 37
Date: 9/27/2016
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
CASGRAIN & COMPANY (USA) LIMITED
CRD#: 44474 / SEC#: , 8-50713
Contact information
Documents
Red Flags
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