John Tinsman

AOT INVEST LLC

Davenport, IA 52807

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CRD#: 6704254

Professional summary

John Tinsman is a registered financial advisor currently at AOT INVEST LLC located in Davenport, Iowa.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. John has worked at 2 firms and has passed the Series 65, SIE and Series 57 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Twin State, Inc.; 3541 E. Kimberly Road, Davenport, IA 52807; not an investment business; fertilizer manufacturing and retailing business; part owner and Purchasing Manager/Investment Manager; Start date 02/.2019; approximately 20 hours per week, much of which takes place during securities trading hours; on behalf of the company, purchases fertilizer ingredients, and manages cash and liquid securities to ensure that the business has the requisite cash to meet corporate needs, and responsible to invest excess amounts in the capital markets to earn a return on capital.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Tinsman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2022 - Present

AOT INVEST LLC

Office #1: 3541 E Kimberly Rd, Davenport, IA 52807

RIA

CRD#: 319016

Davenport, IA

Past

November 9, 2016 - April 20, 2017

CONSOLIDATED TRADING LLC

CRD#: 117726

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AOT INVEST LLC

CRD#: 319016 / SEC#: 801-124742

RIA

Registered Investment Advisory firm - (4/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(5/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 11/9/2016

Securities Trader Exam

Current Firm

AOT INVEST LLC

CRD#: 319016 / SEC#: 801-124742

RIA

Registered Investment Advisory firm - (4/25/2022 Approved)

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Contact information

Main Address

3541 E Kimberly Rd, Davenport, IA 52807

Mailing Address

Phone number

(563) 320-1688

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 49,081,185

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John Tinsman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Tinsman's CRS (Customer Relationship Summary).

Certified licenses

Experience

AOT INVEST LLC

CONSOLIDATED TRADING LLC

Primary Firm SEC Registration

AOT INVEST LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/2022

SIE

Date: 4/20/2017

Series 57

Date: 11/9/2016

Current Firm

AOT INVEST LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

AOT INVEST LLC

TRUST BUT VERIFY

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