AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
NV

Nicholas Robert Vyncke

LASALLE ST SECURITIES, L.L.C.
Bettendorf, IA
·CRD# 6704243·10 years experience

Professional Summary

Nicholas Robert Vyncke, who also goes by Vyncke Robert Nicholas, is a registered financial advisor currently at LASALLE ST SECURITIES, L.L.C. located in Bettendorf, Iowa. Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2016. Nicholas has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vyncke Robert Nicholas

Blog Corner

Similar Advisors

MW
Moira Wilkins

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

MW
Moira Wilkins

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

MW
Moira Wilkins

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

MW
Moira Wilkins

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

Years of Experience

10 years in the financial services industry

Current & Past Employments

LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
3484 Glenbrook Circle North, Bettendorf, IA 52722
November 22, 2016 - Present

Similar Advisors

MW
Moira Wilkins

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

Current Firm

LS
LASALLE ST SECURITIES, L.L.C.

LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: 8-18860
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Phone Number

(630) 600-0500

Established

Delaware since 04/23/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.100% OWNER—
BEAVER, REGAN ALANCHIEF COMPLIANCE OFFICER4621953
DROZD, MICHAEL MITCHELLCHIEF INVESTMENT OFFICER6015178
SCHLESSER, DANIEL JOHNC.F.O./TRES./C.O.O1788458

Disclosures

Regulatory Event

15

Arbitration

4

Bond

1

Similar Advisors

MW
Moira Wilkins

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

MW
Moira Wilkins

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(2/20/2026)
RR
Colorado
(9/13/2017)
RR
Florida
(9/21/2026)
RR
Illinois
(4/7/2017)
RR
Iowa
(4/7/2017)
RR
Oregon
(5/4/2022)
RR
Virginia
(9/14/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2016About the Series 6 exam
FINRA
SRO Registrations

Similar Advisors

MW
Moira Wilkins

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Robert Vyncke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

MW
Moira Wilkins

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#
NV
Follow Nicholas
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required