Jacob Duren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob Duren, who also goes by Jake Duren, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2017. Jacob had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2021 - January 27, 2025
LARSON FINANCIAL SECURITIES, LLC
November 12, 2018 - July 26, 2019
MML INVESTORS SERVICES, LLC
August 8, 2017 - August 6, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LARSON FINANCIAL SECURITIES, LLC
CRD#: 152517 / SEC#: , 8-68456
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
