James P. Rankin

MODERN WEALTH MANAGEMENT

Lenexa, KS 66227

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CRD#: 6703923

Professional summary

James Porter Rankin Jr, who also goes by J.p. Rankin, James Rankin, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Lenexa, Kansas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. James has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J.p. Rankin | James Rankin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). ChangePath, LLC; CCO; 220 hours/month; estimate income: $115K

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Porter Rankin Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 10, 2023 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 13550 W 95th St., Lenexa, KS 66227

RIA

CRD#: 324624

Lenexa, KS

Past

November 3, 2022 - October 9, 2023

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

OVERLAND PARK, KS

Past

April 24, 2018 - October 9, 2023

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

OVERLAND PARK, KS

Past

April 24, 2018 - October 9, 2023

CREATIVEONE SECURITIES, LLC

CRD#: 152974

OVERLAND PARK, KS

Past

September 1, 2017 - April 11, 2018

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Topeka, KS

Past

November 22, 2016 - April 10, 2018

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Topeka, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(11/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/20/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 12/4/2017

General Securities Principal Examination

Current Firm

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

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Contact information

Main Address

13550 W 95th St., Lenexa, KS 66227

Mailing Address

Phone number

(913) 393-1000

Established

Firm type

Fiscal year end

# of Employees

150

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	18,823
AUM (Assets Under Management)	$ 6,148,915,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Rankin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Porter Rankin Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVEONE SECURITIES, LLC

CREATIVEONE WEALTH, LLC

CREATIVEONE SECURITIES, LLC

AE WEALTH MANAGEMENT, LLC

MADISON AVENUE SECURITIES, LLC

Primary Firm SEC Registration

MODERN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2017

Series 63

Date: 9/20/2013

SIE

Date: 10/1/2018

Series 24

Date: 12/4/2017

Current Firm

MODERN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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