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Robert Eugene Brown Iv

CFP®
BROWNSBORO FINANCIAL
LOCKHART, TX
·CRD# 6703872·10 years experience

Professional Summary

Robert Eugene Brown IV, CFP®, who also goes by Robert Brown, is a registered financial advisor currently at BROWNSBORO FINANCIAL located in Lockhart, Texas. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Robert has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Brown

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2018

Years of Experience

10 years in the financial services industry

Current & Past Employments

BROWNSBORO FINANCIAL·CRD# 285221
RIA
101 S. Main St 2nd Floor, Lockhart, TX 78644
October 13, 2016 - Present

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Current Firm

BF
BROWNSBORO FINANCIAL

BROWNSBORO FINANCIAL | BROWNSBORO FINANCIAL, LLC

CRD#: 285221
California
Registered Investment Advisory firm - California (10/13/2016 Approved)
Texas
Registered Investment Advisory firm - Texas (1/3/2017 Approved)

Contact Information

Main Address

101 S. Main St 2nd Floor, Lockhart, TX 78644

Phone Number

(310) 880-9698

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

29

AUM (Assets Under Management)

$4,878,655

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Robert Brown is currently a 50% owner Fancakes LLC, which is a business created to produce and sell pancake makers. Currently, Robert is not engaged in the day-to-day operations, and no time is spent on the project. This is not an investment-related business. The address is 8398 FM 1322 Lockhart, TX 78644. Robert Brown is also currently a 50% owner of Brownsboro Bunkhouse LLC, a hospitality company which will offer AirBNB type accommodations on our ranch. Currently, in the planning phase, Robert Brown devotes about 10 hours a week to this business. Address is 8398 FM 1322 Lockhart, TX 78644. This is a non investment-related business and funding completely by Robert Brown and Jamie Cottage (Co-owner). Robert Brown is also a 20% partner in Brownsboro Investments LTD, which is a family ranch partnership. Robert devotes about 10 hours per week to this business. This is also a non investment-related business, as it is solely owned by Robert, his father Bobby Brown, and brother Reggie Brown. The address is 8560 FM 1322 Lockhart, TX 78644. Robert Brown is also a 50% owner of Main Street Investments, LLC, a real estate company which owns 101 S. Main Street, a commercial property in Lockhart Texas. Robert manages the property and rents out the building to commercial businesses. Robert devotes about 5 hours per week to the business. This is a non investment-related business and is owned solely by Robert and Jamie Cottage.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(1/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2016About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Eugene Brown IV's CRS (Customer Relationship Summary).

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