Jonathan S. Hokin

HOKIN INVESTMENT ADVISORS

Northbrook, IL 60062

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CRD#: 6703190

Professional summary

Jonathan Samuel Hokin is a registered financial advisor currently at HOKIN INVESTMENT ADVISORS INC. located in Northbrook, Illinois.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jonathan has worked at 2 firms and has passed the Series 65, Series 63, Series 82TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Samuel Hokin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2017 - Present

HOKIN INVESTMENT ADVISORS INC.

Office #1: 707 Skokie Boulevard Suite 520, Northbrook, IL 60062

RIA

CRD#: 141069

Northbrook, IL

Past

November 3, 2016 - July 13, 2023

FIRST SOVEREIGN SECURITIES

CRD#: 39147

NORTHBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/15/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/9/2019

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/3/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HOKIN INVESTMENT ADVISORS INC.

HOKIN INVESTMENT ADVISORS INC. | HOKIN INVESTMENT ADVISORS, LLC

CRD#: 141069 / SEC#:

Florida

Registered Investment Advisory firm - (1/13/2026 Terminated)

Illinois

Registered Investment Advisory firm - (9/19/2006 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

707 Skokie Boulevard Suite 520, Northbrook, IL 60062

Mailing Address

Phone number

(224) 269-0009

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 42,637,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan S. Hokin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Samuel Hokin's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOKIN INVESTMENT ADVISORS INC.

FIRST SOVEREIGN SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2017

Series 63

Date: 12/15/2016

Series 82TO

Date: 1/9/2019

SIE

Date: 10/1/2018

Series 6

Date: 11/3/2016

Current Firm

HOKIN INVESTMENT ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOKIN INVESTMENT ADVISORS INC.

TRUST BUT VERIFY

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