Gerald R. Barnes

FSG FINANCIAL SERVICES

Sun City, AZ 85351

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CRD#: 6703174

Professional summary

Gerald Ray Barnes is a registered financial advisor currently at FSG FINANCIAL SERVICES, INC. located in Sun City, Arizona.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Gerald has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financial Security Group of AZ, Inc.; Insurance agent; selling fixed and index annuities; 05/2015; Approximately 50% of his time is spent in this capacity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Ray Barnes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2018 - Present

FSG FINANCIAL SERVICES, INC.

Office #1: 10001 W. Bell Road Suite 148, Sun City, AZ 85351

RIA

CRD#: 291629

Sun City, AZ

Past

May 15, 2017 - December 31, 2017

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

Peoria, AZ

Past

May 4, 2017 - December 31, 2017

CREATIVEONE SECURITIES, LLC

CRD#: 152974

Peoria, AZ

Past

November 28, 2016 - January 4, 2017

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

RIA

CRD#: 162143

Glendale, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/5/2018)

IAR

California
(4/20/2018)

IAR

Nevada
(5/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/30/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/28/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/4/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FSG FINANCIAL SERVICES, INC.

CRD#: 291629 / SEC#:

Arizona

Registered Investment Advisory firm - (1/23/2018 Approved)

California

Registered Investment Advisory firm - (4/20/2018 Approved)

Louisiana

Registered Investment Advisory firm - (10/23/2018 Approved)

Nevada

Registered Investment Advisory firm - (5/11/2018 Approved)

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Contact information

Main Address

10001 W. Bell Road Suite 148, Sun City, AZ 85351

Mailing Address

20280 N. 59th Ave Suite 115-321, Glendale, AZ 85308

Phone number

(623) 561-2323

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 38,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gerald R. Barnes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Ray Barnes's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSG FINANCIAL SERVICES, INC.

CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/30/2017

Series 65

Date: 1/28/2016

SIE

Date: 12/31/2017

Series 6

Date: 5/4/2017

Current Firm

FSG FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FSG FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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