Heath Maclean

LAMBERSON CAPITAL LLC

Chicago, IL 60606

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CRD#: 6703118

Professional summary

Heath Maclean is a registered financial professional currently at LAMBERSON CAPITAL LLC located in Chicago, Illinois.

Heath is registered as a RR (Registered Representative) and started their career in finance in 2016. Heath has worked at 2 firms and has passed the SIE and Series 57 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Heath Maclean's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2017 - Present

LAMBERSON CAPITAL LLC

Office #1: 71 S. Wacker, Suite 2300, Chicago, IL 60606

CRD#: 282040

Chicago, IL

Past

October 1, 2016 - April 12, 2017

CONSOLIDATED TRADING LLC

CRD#: 117726

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 10/1/2016

Securities Trader Exam

SRO Registrations

Cboe Exchange, Inc.

Current Firm

LAMBERSON CAPITAL LLC

CRD#: 282040 / SEC#: , 8-69698

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

71 S. Wacker, Suite 2300, Chicago, IL 60606

Mailing Address

71 S. Wacker, Suite 2300, Chicago, IL 60606

Phone number

(312) 360-7300

Established

Illinois since 09/18/2015

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
CDL, LLC	MEMBER
LAMBERSON, COLBY DAVID	CHIEF COMPLIANCE OFFICER
LAMBERSON, COLBY DAVID	OWNER / MANAGER

Disclosures

Regulatory Event

Red Flags

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Heath Maclean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Heath Maclean's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAMBERSON CAPITAL LLC

CONSOLIDATED TRADING LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 57

Date: 10/1/2016

Cboe Exchange, Inc.

Current Firm

LAMBERSON CAPITAL LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LAMBERSON CAPITAL LLC

TRUST BUT VERIFY

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