CF
Cesar F. Filho
XP ADVISORY US
Miami, FL 33131
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CRD#: 6703048
CF
Professional summary
Cesar Florido Filho, CFA is a registered financial advisor currently at XP ADVISORY US, INC. located in Miami, Florida and XP INVESTMENTS US, LLC located in Miami, Florida.
Cesar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Cesar has worked at 2 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CFF 2024 LLC Not investment related Miami, FL Florida LLC to buy real estate Director 07/2024 0 hours devoted to the company Owner of the LLC. Hoster Prestadora de Servicos de Cobranca Ltda Not investment related S�o Paulo, Brazil Billing activities and registration information Shareholder 09/2011 0 hours devoted to the company No duties Underline Participacoes Ltda Not investment related S�o Paulo, Brazil Non-financial family holding Shareholder 07/2010 0 hours devoted to the company No duties
CRS (Client Relationship Summary) - RIA
Click below to view Cesar Florido Filho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 16, 2018 - Present
XP ADVISORY US, INC.
Office #1: 701 Brickell Avenue Suite 2120, Miami, FL 33131RIA
CRD#: 173779
Miami, FL
Current
September 12, 2016 - Present
XP INVESTMENTS US, LLC
Office #1: 701 Brickell Avenue 21st Floor, Miami, FL 33131BD
CRD#: 156691
Miami, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
XA
XP ADVISORY US, INC.
XP ADVISORS, INC | XP PRIVATE, INC. | XP ADVISORY US, INC.
CRD#: 173779 / SEC#: 801-114590
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)Florida
Registered Investment Advisory firm - (2/5/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/17/2020)
RR
Colorado(7/27/2020)
RR
Connecticut(6/17/2020)
RR
Delaware(8/22/2017)
RR
District of Columbia(6/25/2020)
RR
Florida(6/15/2017)
IAR
Florida(7/16/2018)
RR
Georgia(10/6/2020)
RR
Illinois(6/15/2017)
RR
Indiana(6/18/2020)
RR
Maryland(8/1/2024)
RR
Massachusetts(7/27/2017)
RR
Michigan(6/18/2020)
RR
Minnesota(6/18/2020)
RR
Nebraska(6/17/2020)
RR
Nevada(6/26/2020)
RR
New Jersey(4/27/2022)
RR
New York(6/15/2017)
RR
North Carolina(6/17/2020)
RR
Oregon(6/17/2020)
RR
Pennsylvania(7/27/2017)
RR
Rhode Island(6/23/2020)
RR
South Carolina(6/18/2020)
RR
Texas(9/18/2017)
RR
Utah(6/18/2020)
RR
Virginia(8/14/2017)
RR
Washington(7/27/2017)
RR
Wyoming(6/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
XA
XP ADVISORY US, INC.
XP ADVISORS, INC | XP PRIVATE, INC. | XP ADVISORY US, INC.
CRD#: 173779 / SEC#: 801-114590
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)Florida
Registered Investment Advisory firm - (2/5/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 Brickell Avenue Suite 2120, Miami, FL 33131
Mailing Address
Phone number
(786) 725-5983
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 1,563,934,974 |
Red Flags
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Company Information
XP ADVISORY US, INC.
CRD#: 173779Miami, FL 33131TRUST BUT VERIFY
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