Ryan M. Tishy

TISHY FINANCIAL LLC

WEST CHESTER, OH 45241

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CRD#: 6703014

Professional summary

Ryan Michael Tishy is a registered financial advisor currently at TISHY FINANCIAL LLC located in West Chester, Ohio.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ryan has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance License. Is Not Investment Related. 8240 Beckett Park Drive, Suite D, West Chester, OH, 45069, United States. Insurance. Agent. Start Date 01-19-2021. 2 hours per month. 1 hours per month during trading hours. Commission Compensation. 2) Advisory Services Network, LLC. Is Investment Related. 8240 Beckett Park Drive, Suite D, West Chester, OH, 45069, United States. Advising, Advisor. Started 05-17-2021. 200 hours per month. 5 hours per month during trading hours. Fee Based Compensation. 3) Howard Financial Services, Is Investment Related. 8240 Beckett Park Drive, Suite D, West Chester, OH, 45069, United States. Advising clients, Advisor. Start Date 05-17-2021. 40 hours per month. 2 hours per month during trading hours. Fee Based Compensation, fee based advising.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Tishy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 21, 2023 - Present

TISHY FINANCIAL LLC

Office #1: 9624 Cincinnati Columbus Rd. Suite 212, West Chester, OH 45241

RIA

CRD#: 327162

WEST CHESTER, OH

Past

June 8, 2021 - September 30, 2022

ADVISORY SERVICES NETWORK

RIA

CRD#: 146051

West Chester, OH

Past

May 27, 2021 - September 1, 2022

CALTON & ASSOCIATES, INC.

CRD#: 20999

West Chester, OH

Past

September 15, 2016 - May 18, 2021

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

WEST CHESTER, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/26/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/15/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TISHY FINANCIAL LLC

CRD#: 327162 / SEC#:

Ohio

Registered Investment Advisory firm - (6/21/2023 Approved)

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Contact information

Main Address

9624 Cincinnati Columbus Rd. Suite 212, West Chester, OH 45241

Mailing Address

Phone number

(513) 953-9338

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 10,498,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan M. Tishy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Tishy's CRS (Customer Relationship Summary).

Certified licenses

Experience

TISHY FINANCIAL LLC

ADVISORY SERVICES NETWORK

CALTON & ASSOCIATES, INC.

U.S. BANCORP INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/26/2017

SIE

Date: 10/1/2018

Series 6

Date: 9/15/2016

Current Firm

TISHY FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TISHY FINANCIAL LLC

TRUST BUT VERIFY

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