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MA

Mawupemor K. Alorzuke

Some features on this profile are disabled
CRD#: 6702789
MA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mawupemor K. Alorzuke was a registered financial professional .

Mawupemor is a previously registered financial professional and started their career in finance in 2017. Mawupemor had worked at 1 firm and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 13, 2017 - March 16, 2020

HAVERFORD TRUST SECURITIES, INC.

BD
CRD#: 13214
RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/12/2017
General Securities Representative Examination

Current Firm

HT
HAVERFORD TRUST SECURITIES, INC.
HAVERFORD TRUST SECURITIES, INC. | RITTENHOUSE TRUST SECURITIES, INC. | RITTENHOUSE FINANCIAL SERVICES INC. | RITTENHOUSE FINANCIAL SECURITIES, INC.

CRD#: 13214 / SEC#: , 8-37730

BD
Terminated by SEC on 06/29/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Pennsylvania since 04/06/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
THE HAVERFORD TRUST COMPANYSOLE SHAREHOLDER
COLLINS, DANE ECHIEF COMPLIANCE OFFICER5371441
NESS, MARIEELENA VITOLOPRESIDENT1935194
ROVNER, PAUL STUARTFINOP, DIRECTOR4486011

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAVERFORD TRUST SECURITIES, INC.

CRD#: 13214

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