Spencer Gall
Professional summary
Spencer Gall is a registered financial professional currently at RQD* CLEARING, LLC located in New York, New York.
Spencer is registered as a RR (Registered Representative) and started their career in finance in 2017. Spencer has worked at 2 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Spencer Gall's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2024 - Present
RQD* CLEARING, LLC
Office #1: One World Trade Center Suite 47m, New York, NY 10007April 17, 2018 - January 4, 2024
RQD* CLEARING, LLC
March 15, 2017 - July 19, 2018
VOLANT LIQUIDITY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
BOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
RQD* CLEARING, LLC
CRD#: 134284 / SEC#: , 8-66826
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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