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JR

Justin Rocheleau

POLLUX WEALTH MANAGEMENT
WICHITA, KS
Some features on this profile are disabled
CRD#: 6702616
JR

Professional summary

Justin Rocheleau is a registered financial advisor currently at POLLUX WEALTH MANAGEMENT located in Wichita, Kansas.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Justin has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Rocheleau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 17, 2023 - Present

POLLUX WEALTH MANAGEMENT

Office #2: 1400 Terradyne Suite 224, Andover, KS 67002
RIA
CRD#: 324455
WICHITA, KS
Past

May 29, 2018 - December 1, 2018

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
WICHITA, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(5/17/2023)
IAR
Texas
(4/4/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/12/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/23/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/30/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/29/2018
General Securities Representative Examination

Current Firm

PW
POLLUX WEALTH MANAGEMENT
POLLUX WEALTH MANAGEMENT

CRD#: 324455 / SEC#:

Kansas
Registered Investment Advisory firm - (5/17/2023 Approved)
Texas
Registered Investment Advisory firm - (3/27/2024 Conditional Restricted)
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Contact information

Main Address
Wichita, KS
Mailing Address
Phone number
(785) 438-0884
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts117
AUM (Assets Under Management)$ 54,757,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

POLLUX WEALTH MANAGEMENT

CRD#: 324455Wichita, KS

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