Justin Rocheleau

POLLUX WEALTH MANAGEMENT

WICHITA, KS 67206

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CRD#: 6702616

Professional summary

Justin Rocheleau is a registered financial advisor currently at POLLUX WEALTH MANAGEMENT located in Wichita, Kansas.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Justin has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JR Mortgage Group, non investment related, Wichita, KS, owner Employed: 12/2020 to Present Number of hours/month: 10 Number of hours during trading hours: 0 Duties: General Operations Vici Funding LLC, Wichita, KS, non investment related, owner Employed: 04/2022 to Present Number of hours/month: 10 Number of hours during trading hours: 0 Duties: General Operations Rock Financial Company, Wichita, KS, non investment related, Owner Employed: 12/2021 to Present Number of hours/month: 10 Number of hours during trading hours:0 Duties: General Operations

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Rocheleau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2023 - Present

POLLUX WEALTH MANAGEMENT

Office #1: 8535 E 21st N. Suite 130, Wichita, KS 67206Office #2: 1400 Terradyne Suite 224, Andover, KS 67002

RIA

CRD#: 324455

WICHITA, KS

Past

May 29, 2018 - December 1, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

WICHITA, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(5/17/2023)

IAR

Texas
(4/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/23/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/29/2018

General Securities Representative Examination

Current Firm

POLLUX WEALTH MANAGEMENT

CRD#: 324455 / SEC#:

Kansas

Registered Investment Advisory firm - (5/17/2023 Approved)

Texas

Registered Investment Advisory firm - (3/27/2024 Conditional Restricted)

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Contact information

Main Address

8535 E 21st N. Suite 130, Wichita, KS 67206

Mailing Address

Phone number

(316) 361-8638

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 54,757,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin Rocheleau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Rocheleau's CRS (Customer Relationship Summary).

Certified licenses

Experience

POLLUX WEALTH MANAGEMENT

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2022

Series 66

Date: 7/23/2018

SIE

Date: 11/30/2023

Series 7

Date: 5/29/2018

Current Firm

POLLUX WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POLLUX WEALTH MANAGEMENT

TRUST BUT VERIFY

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