Barry B. Diamond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Benjamin Diamond was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1971. Barry had worked at 6 firms and has passed the Series 63, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2003 - August 18, 2020
THE HARRISON GROUP, INC.
February 27, 1992 - January 14, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 10, 1983 - October 30, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 1979 - December 27, 1983
INTEGRATED RESOURCES EQUITY CORPORATION
January 14, 1977 - July 26, 1989
PROVIDENT MARKETING CORPORATION
September 16, 1971 - January 14, 1977
PLA SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/15/1968
Registered Representative ExaminationCurrent Firm
THE HARRISON GROUP, INC.
CRD#: 142277 / SEC#:
Contact information
Red Flags
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