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Barry Benjamin Diamond

CRD# 67022·Registered 1971 - 2020
Previously Registered: Being a previously registered professional could mean that Barry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Barry Benjamin Diamond was a registered financial advisor. Barry was a previously registered financial professional and started their career in finance 1971 - 2020. Barry had worked at 6 firms and has passed the Series 63, Series 1, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

THE HARRISON GROUP, INC.·CRD# 142277
RIA
Miami, FL
September 26, 2003 - August 18, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
February 27, 1992 - January 14, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 10, 1983 - October 30, 1991
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
August 24, 1979 - December 27, 1983
PROVIDENT MARKETING CORPORATION·CRD# 7328
BD
January 14, 1977 - July 26, 1989
PLA SECURITIES CORPORATION·CRD# 666
BD
September 16, 1971 - January 14, 1977

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Current Firm

TH
THE HARRISON GROUP, INC.

THE HARRISON GROUP, INC.

CRD#: 142277

Contact Information

Main Address

Miami, FL

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jul 1968

Series 53 — Municipal Securities Principal Examination

Passed Oct 1992About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed May 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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