Francine Gray

ROBINHOOD ASSET MANAGEMENT

Fort Worth, TX

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CRD#: 6702041

Professional summary

Francine Gray, who also goes by Francine Elizabeth Gray, Katherine Gray, Sherry Gray, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Fort Worth, Texas and ROBINHOOD FINANCIAL, LLC located in Westlake, Texas.

Francine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Francine has worked at 7 firms and has passed the Series 66, Series 3, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Francine Elizabeth Gray | Katherine Gray | Sherry Gray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Published book; Not investment-related; Writer; 4/2016; 0 hours per week; I wrote a book that I get residual income. I may eventually do speaking engagements and promotions but for now it is residual.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francine Gray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2025 - Present

ROBINHOOD ASSET MANAGEMENT

RIA

CRD#: 323736

Fort Worth, TX

Current

October 5, 2021 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 1500 Solana Blvd Suite 5500, Westlake, TX 76262

CRD#: 165998

Westlake, TX

Past

March 8, 2021 - October 20, 2021

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

GLENDALE, CA

Past

February 10, 2021 - October 20, 2021

NYLIFE SECURITIES LLC

CRD#: 5167

GLENDALE, CA

Past

August 28, 2019 - January 27, 2021

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Long Beach, CA

Past

August 28, 2019 - January 27, 2021

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

LONG BEACH, CA

Past

January 20, 2017 - September 15, 2017

WADDELL & REED

RIA

CRD#: 866

SHERMAN OAKS, CA

Past

December 14, 2016 - September 15, 2017

WADDELL & REED

CRD#: 866

SHERMAN OAKS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/5/2021)

Alaska
(10/5/2021)

Arizona
(10/5/2021)

Arkansas
(10/5/2021)

California
(10/5/2021)

IAR

California
(5/7/2025)

Colorado
(10/5/2021)

Connecticut
(10/5/2021)

Delaware
(10/5/2021)

District of Columbia
(10/5/2021)

Florida
(10/5/2021)

Georgia
(10/5/2021)

Hawaii
(10/5/2021)

Idaho
(10/5/2021)

Illinois
(10/5/2021)

Indiana
(10/5/2021)

Iowa
(10/5/2021)

Kansas
(10/5/2021)

Kentucky
(10/5/2021)

Louisiana
(10/5/2021)

Maine
(10/5/2021)

Maryland
(10/5/2021)

Massachusetts
(10/5/2021)

Michigan
(10/5/2021)

Minnesota
(10/5/2021)

Mississippi
(10/5/2021)

Missouri
(10/5/2021)

Montana
(10/5/2021)

Nebraska
(10/5/2021)

Nevada
(10/5/2021)

New Hampshire
(10/5/2021)

New Jersey
(10/5/2021)

New Mexico
(10/5/2021)

New York
(10/5/2021)

North Carolina
(10/5/2021)

North Dakota
(10/5/2021)

Ohio
(10/6/2021)

Oklahoma
(10/5/2021)

Oregon
(10/5/2021)

Pennsylvania
(10/5/2021)

Puerto Rico
(10/5/2021)

Rhode Island
(10/5/2021)

South Carolina
(10/5/2021)

South Dakota
(10/5/2021)

Tennessee
(10/5/2021)

Texas
(10/5/2021)

IAR

Texas
(5/7/2025)

Utah
(10/5/2021)

Vermont
(10/5/2021)

Virgin Islands
(10/5/2021)

Virginia
(10/5/2021)

Washington
(10/5/2021)

West Virginia
(10/5/2021)

Wisconsin
(10/5/2021)

Wyoming
(10/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/10/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 5/30/2024

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 9/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/24/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

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Contact information

Main Address

85 Willow Road, Menlo Park, CA 94025

Mailing Address

Phone number

650-940-2700 EXT 31450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAM FORM ADV PART 2A CLIENT BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts	81,015
AUM (Assets Under Management)	$ 158,695,275

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Francine Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francine Gray's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD FINANCIAL, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE SECURITIES, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

ROBINHOOD ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 4/10/2025

Series 3

Date: 5/30/2024

SIE

Date: 9/15/2017

Series 7

Date: 12/14/2016

Series 24

Date: 7/24/2023

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROBINHOOD ASSET MANAGEMENT

TRUST BUT VERIFY

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