KB
Kenneth C. Bateman
BATEMAN CAPITAL MANAGEMENT
Leavenworth, KS 66048
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CRD#: 6701602
KB
Professional summary
Kenneth Charles Bateman is a registered financial advisor currently at BATEMAN CAPITAL MANAGEMENT, INC. located in Leavenworth, Kansas.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kenneth has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Kenneth Charles Bateman, Ph.D. is the Managing Member of Haymarket Event Center LLC, an event space rental business in Leavenworth, KS. Dr. Bateman is also the Managing Member of 618 Cherokee LLC, a company that holds rental real estate in Leavenworth, KS and investment securities. Dr. Bateman is also the Managing Member of Bateman Holdings LLC, an entity which holds real estate interests and investment securities, a position for which he receives a salary. Dr. Bateman is also the Managing Member of Downtown Leavenworth Properties LLC, an entity which holds commercial real estate. Dr. Bateman is the Chief Financial Officer of Bateman Law Group, LLC, a position for which he receives a salary. Dr. Bateman is also the Chairman of the Leavenworth Main Street Program, Inc., an unpaid position. Dr. Bateman also owns residential real estate in the Leavenworth community. In the future, Dr. Bateman may also acquire, develop, redevelop, construct, maintain, and/or manage (to include the operation and rental of) additional real estate properties in either existing or to-be-formed business entities. In addition, from time to time, Dr. Bateman may teach courses as an adjunct at the collegiate level associated with business, finance, or other topics as determined by the college or university. From time to time, Dr. Bateman may offer clients advice or products from these activities and clients should be aware that these services may involve a conflict of interest. Bateman Capital Management, Inc. always acts in the best interest of the client and clients are in no way required to utilize the services of any representative of Bateman Capital Management, Inc. in such individual's outside capacities.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Charles Bateman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2018 - Present
BATEMAN CAPITAL MANAGEMENT, INC.
Office #1: 424 Delaware Street Suite 210, Leavenworth, KS 66048RIA
CRD#: 284972
Leavenworth, KS
Past
September 22, 2016 - July 16, 2018
BATEMAN CAPITAL MANAGEMENT, INC.
RIA
CRD#: 284972
LEAVENWORTH, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(7/30/2018)
IAR
Texas(5/30/2023)
Current Firm
BC
BATEMAN CAPITAL MANAGEMENT, INC.
BATEMAN CAPITAL MANAGEMENT, INC.
CRD#: 284972 / SEC#:
Kansas
Registered Investment Advisory firm - (7/12/2018 Approved)North Carolina
Registered Investment Advisory firm - (7/16/2018 Terminated)Texas
Registered Investment Advisory firm - (5/18/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
424 Delaware Street Suite 210, Leavenworth, KS 66048
Mailing Address
Phone number
(434) 409-0203
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 1,414,267 |
Red Flags
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