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ZM

Zachary D. Mcmillan

SUMMIT TRAIL SECURITIES
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 6701518
ZM

Professional summary

Zachary Douglas Mcmillan, who also goes by Zach Mcmillan, is a registered financial professional currently at SUMMIT TRAIL SECURITIES, LLC located in San Francisco, California.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2018. Zachary has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Zach Mcmillan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary Douglas Mcmillan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 23, 2022 - Present

SUMMIT TRAIL SECURITIES, LLC

Office #1: 50 California Street, Suite 2500, San Francisco, CA 94111
BD
CRD#: 285784
San Francisco, CA
Past

November 30, 2018 - May 17, 2021

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA
CRD#: 108559
Los Angeles, CA
Past

August 28, 2018 - May 17, 2021

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/23/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/30/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/28/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ST
SUMMIT TRAIL SECURITIES, LLC
SUMMIT TRAIL SECURITIES, LLC

CRD#: 285784 / SEC#: , 8-69859

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
2 Grand Central Tower 140 E. 45th Street, New York, NY, 10017
Mailing Address
2 Grand Central Tower 140 E. 45th Street, New York, NY, 10017
Phone number
(212) 812-7005
Established
Delaware since 09/14/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SUMMIT TRAIL ADVISORS, LLCOWNER220519
ALMERINI, LOUIS ACHILLEFINOP1605183
ERIGO, JOSEPHCEO, CCO4168502

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT TRAIL SECURITIES, LLC

CRD#: 285784San Francisco, CA 94111

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