Colin Stewart

CURRAN FINANCIAL PARTNERS

DANIEL ISLAND, SC 29492

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CRD#: 6701258

Professional summary

Colin Stewart, who also goes by Colin Joseph Stewart, is a registered financial advisor currently at CURRAN FINANCIAL PARTNERS, LLC located in Daniel Island, South Carolina.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Colin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Colin Joseph Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed to sell life and health insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2019 - Present

CURRAN FINANCIAL PARTNERS, LLC

Office #1: 115 River Landing Dr Suite 200, Daniel Island, SC 29492

RIA

CRD#: 281943

DANIEL ISLAND, SC

Past

October 17, 2018 - February 4, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHARLESTON, SC

Past

October 17, 2018 - February 4, 2019

LPL FINANCIAL LLC

CRD#: 6413

CHARLESTON, SC

Past

December 21, 2017 - October 2, 2018

MARSHALL & STERLING WEALTH ADVISORS, INC.

RIA

CRD#: 164345

POUGHKEEPSIE, NY

Past

July 28, 2017 - September 11, 2018

LPL FINANCIAL LLC

CRD#: 6413

POUGHKEEPSIE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CURRAN FINANCIAL PARTNERS, LLC

CURRAN FINANCIAL PARTNERS, LLC | MOUNTAIN LAUREL INVESTMENT GROUP, LLC

CRD#: 281943 / SEC#: 801-119322

RIA

Registered Investment Advisory firm - (8/20/2020 Approved)

Georgia

Registered Investment Advisory firm - (11/2/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (8/31/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (8/29/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/21/2020)

IAR

North Carolina
(1/17/2020)

IAR

South Carolina
(1/31/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/2017

General Securities Representative Examination

Current Firm

CURRAN FINANCIAL PARTNERS, LLC

CURRAN FINANCIAL PARTNERS, LLC | MOUNTAIN LAUREL INVESTMENT GROUP, LLC

CRD#: 281943 / SEC#: 801-119322

RIA

Registered Investment Advisory firm - (8/20/2020 Approved)

Georgia

Registered Investment Advisory firm - (11/2/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (8/31/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (8/29/2020 Terminated)

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Contact information

Main Address

115 River Landing Dr Suite 200, Daniel Island, SC 29492

Mailing Address

Phone number

(843) 300-1182

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	3,590
AUM (Assets Under Management)	$ 592,868,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Colin Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MARSHALL & STERLING WEALTH ADVISORS, INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

CURRAN FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2017

SIE

Date: 9/11/2018

Series 7

Date: 7/28/2017

Current Firm

CURRAN FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CURRAN FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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