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DB

Dalton N. Boatright

SOVEREIGN WEALTH OFFICE LLC
ST. AUGUSTINE, FL
Some features on this profile are disabled
CRD#: 6700803
DB

Professional summary

Dalton Neal Boatright, CFA is a registered financial advisor currently at SOVEREIGN WEALTH OFFICE LLC located in St. Augustine, Florida.

Dalton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Dalton has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dalton Neal Boatright's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

February 5, 2026 - Present

SOVEREIGN WEALTH OFFICE LLC

RIA
CRD#: 339635
ST. AUGUSTINE, FL
Past

May 2, 2019 - February 12, 2020

PARAGON WEALTH STRATEGIES, LLC.

RIA
CRD#: 146543
JACKSONVILLE, FL
Past

May 1, 2018 - May 6, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Atlanta, GA
Past

May 1, 2018 - May 6, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
St Simons Island, GA
Past

April 19, 2017 - May 4, 2018

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
ST. SIMONS ISLAND, GA
Past

March 2, 2017 - May 4, 2018

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
ST. SIMONS ISLAND, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/5/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/8/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2017
General Securities Representative Examination

Current Firm

SW
SOVEREIGN WEALTH OFFICE LLC
SOVEREIGN WEALTH OFFICE LLC

CRD#: 339635 / SEC#:

Florida
Registered Investment Advisory firm - (2/5/2026 Approved)
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Contact information

Main Address
St. Augustine, FL
Mailing Address
Phone number
(912) 506-6820
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

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Company Information

SOVEREIGN WEALTH OFFICE LLC

CRD#: 339635St. Augustine, FL

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