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AS

Andrew R. Sylvia

CCM INVESTMENT MANAGEMENT
New Bedford, MA 02744
Some features on this profile are disabled
CRD#: 6700794
AS

Professional summary

Andrew Richard Sylvia, AIF® is a registered financial advisor currently at CCM INVESTMENT MANAGEMENT, LLC located in New Bedford, Massachusetts.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Andrew has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Richard Sylvia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

December 24, 2019 - Present

CCM INVESTMENT MANAGEMENT, LLC

Office #1: 651 Orchard St. Suite 204 A, New Bedford, MA 02744
RIA
CRD#: 290483
New Bedford, MA
Past

January 18, 2017 - November 27, 2019

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
WARWICK, RI
Past

October 4, 2016 - November 27, 2019

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
WARWICK, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(12/24/2019)
IAR
Rhode Island
(5/19/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/29/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/4/2016
General Securities Representative Examination

Current Firm

CI
CCM INVESTMENT MANAGEMENT, LLC
CCM INVESTMENT MANAGEMENT, LLC

CRD#: 290483 / SEC#:

Massachusetts
Registered Investment Advisory firm - (3/14/2018 Approved)
Rhode Island
Registered Investment Advisory firm - (2/3/2021 Approved)
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Contact information

Main Address
651 Orchard St. Suite 204 A, New Bedford, MA 02744
Mailing Address
Phone number
(774) 226-8765
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts137
AUM (Assets Under Management)$ 18,659,785

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CCM INVESTMENT MANAGEMENT, LLC

CRD#: 290483New Bedford, MA 02744

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