Andrew R. Sylvia

CCM INVESTMENT MANAGEMENT

New Bedford, MA 02744

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CRD#: 6700794

Professional summary

Andrew Richard Sylvia, AIF® is a registered financial advisor currently at CCM INVESTMENT MANAGEMENT, LLC located in New Bedford, Massachusetts.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Andrew has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: East Coast Clinical Health INVESTMENT RELATED: No ADDRESS: Fall River, MA NATURE: Urgent medical care POSITION: EMT Title: Employee START DATE: 12/2021 NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 4 DESCRIPTION: Emergency Medical Care Business name: DARTMOUTH PUBLIC SCHOOLS INVESTMENT RELATED: No ADDRESS: , Dartmouth MA , United States NATURE: Public School POSITION: Employee Title: Employee START DATE: 07/01/2009 NUMBER OF HOURS: Varies, Seasonal SECURITIES TRADING HOURS: 4 DESCRIPTION: Maintenance Worker Business name: Rhode Island School of Design INVESTMENT RELATED: No ADDRESS: , Providence, RI NATURE: College POSITION: Campus Security Officer Title: Employee START DATE: 05/31/2022 NUMBER OF HOURS: 40/week SECURITIES TRADING HOURS: 5 hrs/week DESCRIPTION: On campus security detail. Mainly work overnight shift.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Richard Sylvia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

December 24, 2019 - Present

CCM INVESTMENT MANAGEMENT, LLC

Office #1: 651 Orchard St. Suite 204 A, New Bedford, MA 02744

RIA

CRD#: 290483

New Bedford, MA

Past

January 18, 2017 - November 27, 2019

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

WARWICK, RI

Past

October 4, 2016 - November 27, 2019

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

WARWICK, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/24/2019)

IAR

Rhode Island
(5/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/29/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/2016

General Securities Representative Examination

Current Firm

CCM INVESTMENT MANAGEMENT, LLC

CRD#: 290483 / SEC#:

Massachusetts

Registered Investment Advisory firm - (3/14/2018 Approved)

Rhode Island

Registered Investment Advisory firm - (2/3/2021 Approved)

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Contact information

Main Address

651 Orchard St. Suite 204 A, New Bedford, MA 02744

Mailing Address

Phone number

(774) 226-8765

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 18,659,785

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew R. Sylvia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Richard Sylvia's CRS (Customer Relationship Summary).

Certified licenses

Experience

CCM INVESTMENT MANAGEMENT, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/29/2016

SIE

Date: 10/1/2018

Series 7

Date: 10/4/2016

Current Firm

CCM INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CCM INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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